Robert Merullo

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CRD#: 2896182

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Merullo, who also goes by Bobby Menullo, Robert Farren Menullo, Robert Farren Merullo, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bobby Menullo | Robert Farren Menullo | Robert Farren Merullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 30, 2012 - June 26, 2013

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

December 23, 2011 - April 27, 2012

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

December 15, 2010 - May 6, 2011

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

May 1, 2008 - May 19, 2009

SEABOARD SECURITIES, INC.

CRD#: 755

TEQUESTA, FL

Past

March 31, 2008 - April 30, 2008

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

RIDGEWOOD, NJ

Past

April 20, 2007 - August 27, 2007

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

August 4, 2006 - January 31, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Past

May 17, 2006 - July 20, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

December 10, 2003 - May 26, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

GENEVA, IL

Past

March 3, 2003 - March 19, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

GENEVA, IL

Past

October 11, 2001 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

March 17, 1998 - July 16, 2001

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

July 21, 1997 - November 19, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/15/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 2/5/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 31

Date: 8/21/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/18/1997

General Securities Representative Examination

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

Terminated by SEC on 03/06/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WTS PTG HOLDINGS, LLC	OWNER
CLARK, CHESTER EDMOND	CEO	2486219
DISCENZA, PETER VINCENT JR	CHIEF COMPLIANCE OFFICER	4386342
JONES, WILLIAM RUSSELL	OPERATIONS MANAGER	2948251
LI, XIAOYAN	FINOP	4465893

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert Merullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

T3 TRADING GROUP, LLC

WTS PROPRIETARY TRADING GROUP LLC

SEABOARD SECURITIES, INC.

FOUR POINTS CAPITAL PARTNERS LLC

TRADESTATION SECURITIES, INC.

FIS BROKERAGE & SECURITIES SERVICES LLC

G-2 TRADING,LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

HERZOG, HEINE, GEDULD, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1997

Series 63

Date: 7/31/1997

Series 3

Date: 5/15/2007

Series 55

Date: 2/5/2000

Series 31

Date: 8/21/1997

Series 7

Date: 7/18/1997

Current Firm

WTS PROPRIETARY TRADING GROUP LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WTS PROPRIETARY TRADING GROUP LLC

TRUST BUT VERIFY

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