Daniel R. Stewart
Professional summary
Daniel Ross Stewart, who also goes by Daniel Ross Stewart, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Charlotte, North Carolina.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Ross Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 6805 Carnegie Blvd Suite 250, Charlotte, NC 28211October 10, 2023 - February 3, 2026
TRUIST SECURITIES, INC.
June 12, 2014 - October 13, 2023
MORGAN STANLEY & CO. LLC
August 30, 2011 - June 16, 2014
GOLDMAN SACHS & CO. LLC
September 1, 2006 - August 3, 2011
THE HUNTINGTON INVESTMENT COMPANY
July 1, 2005 - September 5, 2006
HUNTINGTON CAPITAL CORP.
April 22, 2005 - June 13, 2005
RBC CAPITAL MARKETS, LLC
March 12, 2004 - January 26, 2005
LEHMAN BROTHERS INC.
April 29, 2003 - February 24, 2004
BANC ONE CAPITAL MARKETS, INC.
May 27, 1998 - May 2, 2003
GLEACHER & COMPANY SECURITIES, INC.
April 27, 1998 - June 12, 1998
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
(6/1/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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