Edward H. Jennings

SANDHILL WEALTH MANAGEMENT

Winter Park, FL 32789

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CRD#: 2894232

Professional summary

Edward Henry Jennings IV, who also goes by Ed Jennings IV, is a registered financial advisor currently at SANDHILL WEALTH MANAGEMENT, INC. located in Winter Park, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Winter Park, Florida.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Edward has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Jennings Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/16/2023 - No Business Name - Real Estate Rental - Investment Related - Orlando, FL - Start Date 08/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 2.) 4/18/2024 - RIA - Sandhill Wealth Mgmt - IAR - 40 hrs week during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Henry Jennings IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

SANDHILL WEALTH MANAGEMENT, INC.

Office #1: 831 West Morse Blvd, Winter Park, FL 32789

RIA

CRD#: 291649

Winter Park, FL

Current

June 17, 2024 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 831 West Morse Blvd, Winter Park, FL 32789

CRD#: 42150

Winter Park, FL

Past

March 19, 2012 - April 30, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKE BUENA VISTA, FL

Past

March 15, 2012 - April 30, 2024

LPL FINANCIAL LLC

CRD#: 6413

LAKE BUENA VISTA, FL

Past

July 18, 2005 - December 1, 2011

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

WINTER PARK, FL

Past

July 18, 2005 - March 12, 2012

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

WINTER PARK, FL

Past

July 1, 2003 - July 22, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ORLANDO, FL

Past

July 1, 2003 - July 22, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 9, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

ORLANDO, FL

Past

January 9, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 16, 1997 - January 11, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(5/6/2024)

Florida
(6/17/2024)

Georgia
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/6/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/15/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SANDHILL WEALTH MANAGEMENT, INC.

CRD#: 291649 / SEC#: 801-112292

RIA

Registered Investment Advisory firm - (1/29/2019 Terminated)

Florida

Registered Investment Advisory firm - (11/13/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

831 West Morse Blvd, Winter Park, FL 32789

Mailing Address

Po Box 627, Winter Park, FL 32790

Phone number

(321) 662-9270

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 68,648,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Edward H. Jennings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Henry Jennings IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSET & FINANCIAL PLANNING, LTD

PRIME CAPITAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/1997

Series 63

Date: 7/30/1997

SIE

Date: 10/1/2018

Series 31

Date: 8/6/1997

Series 7

Date: 7/15/1997

FINRA

Current Firm

SANDHILL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANDHILL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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