Adam M. Jaroch

CETERA INVESTMENT ADVISERS LLC

MECHANICSBURG, PA

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CRD#: 2890464

Professional summary

Adam Michael Jaroch, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mechanicsburg, Pennsylvania and CETERA ADVISORS LLC located in Mechanicsburg, Pennsylvania.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Adam has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PLANWISE FINANCIAL PARTNERS, LLC; DBA; OFFICER; 160 HOURS PER MONTH; Start Date 10/22/2014 2. Adam Jaroch LLC; Owner; Holding Company; Start date 02/08/2016 3. Adam Jaroch Insurance Consulting; Registered Rep;Insurance (Fixed/Life/Health/P&C); start date 02/29/2016; 4 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Jaroch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 5000 Ritter Road Suite 202, Rooms 25 26, 28, 31, 33, Mechanicsburg, PA, 17055

RIA

CRD#: 105644

MECHANICSBURG, PA

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 5000 Ritter Road Suite 202, Mechanicsburg, PA 17055

CRD#: 10299

Mechanicsburg, PA

Past

November 24, 2014 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Mechanicsburg, PA

Past

November 24, 2014 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MECHANICSBURG, PA

Past

January 8, 2007 - December 5, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MECHANICSBURG, PA

Past

January 8, 2007 - December 5, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

MECHANICSBURG, PA

Past

October 25, 2001 - January 11, 2007

FPS WEALTH ADVISORY, INC.

RIA

CRD#: 117834

CAMP HILL, PA

Past

August 22, 1997 - January 3, 2007

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

CAMP HILL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/8/2022)

Delaware
(9/8/2022)

Florida
(9/8/2022)

Georgia
(9/8/2022)

Hawaii
(9/8/2022)

Idaho
(9/8/2022)

New Jersey
(9/8/2022)

New Mexico
(10/2/2024)

New York
(9/8/2022)

North Carolina
(9/8/2022)

IAR

Pennsylvania
(11/12/2020)

Pennsylvania
(9/8/2022)

South Carolina
(9/8/2022)

Virginia
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam M. Jaroch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Jaroch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FPS WEALTH ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1997

Series 63

Date: 7/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/3/1997

Series 24

Date: 10/20/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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