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BK

Brian P. Karavlan

INTEGRITY FUNDS DISTRIBUTOR
Minot, ND 58703
Some features on this profile are disabled
CRD#: 2890365
BK

Professional summary

Brian Philip Karavlan, who also goes by Brian Phillip Karavlan, is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Phillip Karavlan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Philip Karavlan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2021 - Present

INTEGRITY FUNDS DISTRIBUTOR, LLC

Office #1: #1 North Main Street, Minot, ND 58703Office #2: 1 North Main Street, Minot, ND 58703-3189
BD
CRD#: 26293
Minot, ND
Past

January 5, 2015 - September 20, 2019

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

May 7, 2012 - November 24, 2014

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

May 7, 2012 - November 24, 2014

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

May 24, 2010 - April 10, 2012

EDWARD JONES

RIA
CRD#: 250
FOLSOM, CA
Past

May 10, 2010 - April 10, 2012

EDWARD JONES

BD
CRD#: 250
FOLSOM, CA
Past

June 27, 2008 - August 31, 2009

TOUCHSTONE SECURITIES, INC.

BD
CRD#: 1526
CINCINNATI, OH
Past

December 4, 2007 - May 12, 2008

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SEATTLE, WA
Past

March 19, 2007 - December 7, 2007

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

June 3, 2005 - September 22, 2006

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
NEW YORK, NY
Past

August 27, 1997 - June 23, 2005

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/9/2021)
RR
Idaho
(7/14/2022)
RR
Nevada
(9/20/2024)
RR
Oregon
(9/14/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/29/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/26/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IF
INTEGRITY FUNDS DISTRIBUTOR, LLC
INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293 / SEC#: , 8-42561

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1 North Main Street, Minot, ND 58703-3189
Mailing Address
Po Box 500, Minot, ND 58702-0500
Phone number
(701) 852-5292
Established
Kansas since 01/02/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CORRIDOR INVESTORS, LLCPARENT
HANSON, JONATHAN RAYSECRETARY5907963
KLEBE, KRAIG ERIKTREASURER3090758
RADKE, SHANNON DOYLEPRESIDENT1894150
TEETS, BROCK JASONVICE PRESIDENT3196570
WILLIAMS, JOHN RAYCCO1865081

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293Minot, ND 58703

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