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Brian Philip Karavlan

INTEGRITY FUNDS DISTRIBUTOR
MINOT, ND
·CRD# 2890365·29 years experience

Professional Summary

Brian Philip Karavlan, who also goes by Brian Phillip Karavlan, is a registered financial advisor currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota. Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Phillip Karavlan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

INTEGRITY FUNDS DISTRIBUTOR, LLC·CRD# 26293
BD
1. #1 North Main Street, Minot, ND 587032. 1 North Main Street, Minot, ND 58703-3189
March 9, 2021 - Present
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
January 5, 2015 - September 20, 2019
NUVEEN ASSET MANAGEMENT, LLC·CRD# 155584
RIA
Chicago, IL
May 7, 2012 - November 24, 2014
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
May 7, 2012 - November 24, 2014
EDWARD JONES·CRD# 250
RIA
Folsom, CA
May 24, 2010 - April 10, 2012
EDWARD JONES·CRD# 250
BD
Folsom, CA
May 10, 2010 - April 10, 2012
TOUCHSTONE SECURITIES, LLC·CRD# 1526
BD
Cincinnati, OH
June 27, 2008 - August 31, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Seattle, WA
December 4, 2007 - May 12, 2008
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
March 19, 2007 - December 7, 2007
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.·CRD# 840
BD
New York, NY
June 3, 2005 - September 22, 2006
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
August 27, 1997 - June 23, 2005

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Current Firm

IF
INTEGRITY FUNDS DISTRIBUTOR, LLC

INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293 / SEC#: 8-42561
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1 North Main Street, Minot, ND 58703-3189

Mailing Address

Po Box 500, Minot, ND 58702-0500

Phone Number

(701) 852-5292

Established

Kansas since 01/02/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CORRIDOR INVESTORS, LLCPARENT—
HANSON, JONATHAN RAYSECRETARY5907963
KLEBE, KRAIG ERIKTREASURER3090758
RADKE, SHANNON DOYLEPRESIDENT1894150
TEETS, BROCK JASONVICE PRESIDENT3196570
WILLIAMS, JOHN RAYCCO1865081

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/9/2021)
RR
Idaho
(7/14/2022)
RR
Nevada
(9/20/2024)
RR
Oregon
(9/14/2023)
RR
Washington
(3/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Philip Karavlan's CRS (Customer Relationship Summary).

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BK
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