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RM

Robert D. Maguire

LPS CAPITAL LLC
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 2889938
RM

Professional summary

Robert Donald Maguire, who also goes by Bobby Maguire, Robert Maguire, Robert Donald Maguire, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York and 22V SECURITIES LLC located in Garden City, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 11 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bobby Maguire | Robert Maguire | Robert Donald Maguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Donald Maguire's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2021 - Present

LPS CAPITAL LLC

Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022
BD
CRD#: 155246
NEW YORK, NY
Current

December 23, 2024 - Present

22V SECURITIES LLC

BD
CRD#: 327657
GARDEN CITY, NY
Past

June 19, 2019 - October 6, 2021

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

February 20, 2018 - February 21, 2019

STONEX FINANCIAL INC.

BD
CRD#: 45993
NEW YORK, NY
Past

March 6, 2013 - March 6, 2017

CLSA AMERICAS, LLC

BD
CRD#: 165533
NEW YORK, NY
Past

April 24, 2009 - June 6, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

February 29, 2008 - April 3, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

April 17, 2006 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

December 23, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

November 3, 1997 - March 21, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

September 18, 1997 - February 20, 1998

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/5/2021)
RR
New Jersey
(10/5/2021)
RR
New York
(10/5/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 8/10/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

2S
22V SECURITIES LLC
22V SECURITIES LLC

CRD#: 327657 / SEC#: , 8-71197

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
15 Rockaway Avenue, Garden City, NY 11530
Mailing Address
15 Rockaway Avenue, Garden City, NY 11530
Phone number
(646) 273-4500
Established
Delaware since 08/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRICKET ACQUISITION LLCMEMBER
DEBUSSCHERE, DENNIS MICHAEL MRMEMBER4133413
GROVE GLOBAL ENTERPRISES LLCMEMBER
GOODE, JACQUELINE MARIEFINOP/CCO1292607
GRIFFIN, NEAL DAVID EVANSCHIEF EXECUTIVE OFFICER2161416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

22V SECURITIES LLC

CRD#: 327657New York, NY 10022

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