DP
Diana C. Palmieri
VANDERBILT ADVISORY SERVICES
Woodbury, NY 11797
Some features on this profile are disabled
CRD#: 2889428
DP
Professional summary
Diana C. Palmieri, who also goes by Diana C Palmieri, Diana C Wieda, Diana Wieda, is a registered financial advisor currently at VANDERBILT ADVISORY SERVICES located in Woodbury, New York and VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Diana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Diana has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diana C Palmieri | Diana C Wieda | Diana Wieda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE ANNUITY DEPOT POSITION: INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 8 START DATE: 11/23/2009 ADDRESS: 125 FROEHLICH FARM BLVD.,WOODBURY NY 11797 DESCRIPTION: SELL LIFE INSURANCE, FIXED ANNUITIES, DISABILITY AND LONG TERM CARE INSURANCE PRODUCTS 2) VANDERBILT SECURITIES LLC POSITION: REGISTERED REPRESENTATIVE NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 140 INVESTMENT RELATED HOURS: 140 START DATE: 11/23/2009 ADDRESS: 125 FROEHLICH FARM BLVD.,WOODBURY NY 11797 DESCRIPTION: REGISTERED REPRESENTATIVE/FINANCIAL ADVISOR - SELL STOCKS, BONDS AND MUTUAL FUNDS TO CLIENTS. 3) VANDERBILT ADVISORY SERVICES POSITION: RIA NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 09/20/2013 ADDRESS: 125 FROEHLICH FARM BLVD, WOODBURY NY 11797 DESCRIPTION: MANAGE ACCOUNTS BY PURCHASING STOCKS AND BONDS FOR A FIXED FEE. 4) FIXED INCOME MANAGEMENT GROUP INC. - REGISTERED ASSISTANT POSITION: REGISTERED ASSISTANT NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 25 START DATE: 02/01/2009 ADDRESS: 125 FROEHLICH FARM BLVD, WOODBURY NY 11797 DESCRIPTION: OPEN ACCOUNTS, PROCESS JOURNALS, CHECKS, WIRES ACHS ETC. ANSWER TELEPHONE WHEN NECESSARY. 5) DIANA PALMIERI, CO-TRUSTEE OF CHRISTOPHER TEREZAKIS SUPPLEMENTAL NEEDS TRUST, NON-INV RELATED AND NOT A CLIENT OF RR. DUTIES: AUTHORIZING PAYMENTS FOR MEDICAL BILLS, HOUSING, CLOTHING, AND ENSURING FINANCIAL NEEDS OF CHRISTOPHER ARE MET. REVIEW AND AUTHORIZE INVESTMENT ACTIVITY IN CAPITAL ONE ACCOUNT AS WELL AS REVIEW/APPROVE ANNUAL ACCOUNTING (AUDITS) OF THE TRUST. TIME SPENT DURING REGULAR BUSINESS HOURS IS 5%, COMPENSATION IS MONTHLY STIPEND. 6) ECA / FMG Marketing Group. Start Date: 02/01/2009. Not Investment Related. Address: 125 FROEHLICH FARM BLVD WOODBURY New York, 11797-290. Title: Insurance Sales. Duties: Fixed Annuity Sales. Time spent during regular hours: 10%. 7) Algren Associates / Simplicity Life. Start Date: 02/01/2009. Not Investment Related. Address: 125 FROEHLICH FARM BLVD WOODBURY New York, 11797-290. Title: Insurance Sales. Duties: Term Life Insurance Sales Fixed Annuity Sales. Time spent during regular hours: 20%.
CRS (Client Relationship Summary) - RIA
Click below to view Diana C. Palmieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2021 - Present
VANDERBILT ADVISORY SERVICES
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797RIA
CRD#: 116537
Woodbury, NY
Current
January 27, 2009 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797BD
CRD#: 5953
Woodbury, NY
Past
September 5, 2023 - September 13, 2023
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
February 2, 2010 - December 31, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
WOODBURY, NY
Past
March 20, 2007 - January 14, 2009
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
HAUPPAUGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS
CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - (10/23/2012 Approved)California
Registered Investment Advisory firm - (11/5/2012 Terminated)Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)New York
Registered Investment Advisory firm - (10/31/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2020)
RR
California(11/18/2009)
RR
Connecticut(11/18/2009)
RR
Florida(9/14/2009)
RR
Georgia(11/20/2024)
RR
Kentucky(10/12/2011)
RR
Montana(11/18/2009)
RR
Nevada(5/18/2018)
RR
New Jersey(11/18/2009)
RR
New York(1/27/2009)
IAR
New York(6/1/2021)
RR
North Carolina(11/18/2009)
RR
Pennsylvania(11/18/2009)
RR
South Carolina(11/18/2009)
RR
Texas(1/13/2014)
RR
Utah(2/13/2019)
RR
Vermont(4/23/2019)
RR
Virginia(11/19/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS
CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - (10/23/2012 Approved)California
Registered Investment Advisory firm - (11/5/2012 Terminated)Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)New York
Registered Investment Advisory firm - (10/31/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
161
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,470 |
| AUM (Assets Under Management) | $ 2,111,673,883 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
