DZ
Daven W. Zahn
CETERA INVESTMENT ADVISERS LLC
LONG BEACH, CA 90815
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CRD#: 2888543
DZ
Professional summary
Daven Walter Zahn, who also goes by Dave Walter Zahn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Long Beach, California and CETERA FINANCIAL SPECIALISTS LLC located in Long Beach, California.
Daven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daven has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Walter Zahn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVEN W. ZAHN IS NOT INVESTMENT RELATED AND THE POSITION IS AUTHORIZED AGENT. DUTIES ARE SALES OF GROUP MEDICAL TO SMALL BUSINESS. HOURS PER WEEK ARE 30 MINUTES AND THE AFFILIATION DATE WAS 2002.
2) DBA: Zahn & Zahn, Inc - Investment Related, address is the registered location, Investment Services, Accounting, TAX consulting & preparation , start July 1988, 40 plus hours per week - during trading hours, Owner/CFO - Accountant, Enrolled Agent and Financial Advisor, Accounting, Payroll Services, Investment Services and Tax Services for Small Businesses and Individuals.
3) ZAHN CORNER PROPERTIES, LLC, NOT INVESTMENT RELATED, 2539 E 7TH ST., LONG BEACH, CA 90804, REAL ESTATE,, STARTED 2013, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INHERITED RENTAL PROPERTY.
4) N/A NOT INVESTMENT RELATED, 2209 N LAKEWOOD BLVD,., LONG BEACH, CA 90815, REAL ESTATE,, STARTED 1994, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Daven Walter Zahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2000 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2209 N. Lakewood Blvd, Long Beach, CA 90815RIA
CRD#: 105644
LONG BEACH, CA
Current
July 17, 2000 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2209 N. Lakewood Blvd, Long Beach, CA 90815BD
CRD#: 10358
Long Beach, CA
Past
September 20, 1997 - August 1, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/17/2000)
IAR
California(9/22/2000)
RR
Oklahoma(7/22/2008)
RR
Texas(9/18/2015)
IAR
Texas(2/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
