Arthur A. Arnold
Professional summary
Arthur Alexander Arnold IV, who also goes by Arthur Alexander Arnold, Alex Arnold, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1997. Arthur has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Alexander Arnold IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2017 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022July 19, 2016 - June 5, 2017
DETWILER FENTON INVESTMENT MANAGEMENT LLC
August 8, 2013 - May 28, 2015
DETWILER FENTON WEALTH MANAGEMENT INC
February 26, 2007 - January 4, 2011
DETWILER FENTON & CO.
December 17, 2001 - June 5, 2017
DETWILER FENTON & CO.
March 8, 2000 - October 15, 2001
CANACCORD GENUITY LLC
July 28, 1997 - March 9, 2000
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2017)
(6/14/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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