Thomas G. Dyer
Professional summary
Thomas Gray Dyer JR, CFP®, who also goes by Thomas Gray Dyer Jr. Jr, is a registered financial advisor currently at DYER & COMPANY, L.L.C. located in Charlotte, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gray Dyer JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
October 17, 2018 - Present
DYER & COMPANY, L.L.C.
Office #1: 300 East Boulevard Suite B4, Charlotte, NC 28203March 6, 2009 - April 5, 2012
RBC CAPITAL MARKETS, LLC
March 6, 2009 - April 5, 2012
RBC CAPITAL MARKETS, LLC
February 21, 2006 - March 26, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - March 26, 2009
CITIGROUP GLOBAL MARKETS INC.
September 30, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 30, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 1, 2003 - March 5, 2003
BACAP DISTRIBUTORS, LLC
January 1, 2003 - March 5, 2003
BACAP DISTRIBUTORS, LLC
January 13, 2000 - January 1, 2003
STEPHENS
June 26, 1997 - January 1, 2003
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2018)
Exams
Current Firm
DYER & COMPANY, L.L.C.
CRD#: 298855 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 63,122,777 |
Red Flags
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