Osbert H. Haynes

NETWORK 1 FINANCIAL ADVISORS

Red Bank, NJ 07701

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CRD#: 2880011

Professional summary

Osbert Hewin Haynes JR, who also goes by Osbert Hewin Haynes, Ozzy Haynes, is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in New York, New York.

Osbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Osbert has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Osbert Hewin Haynes | Ozzy Haynes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Network 1 Financial Advisors, Inc., 2 Bridge Avenue, Suite 241, Red Bank, NJ 07701. Start date: 1/17/2025. Investment-related. Nature of business: investment advisory firm. Position: Investment Advisor. Time devoted to OBA during trading hours: 20/month. Time devoted to OBA during non-trading hours: 20/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Osbert Hewin Haynes JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

NETWORK 1 FINANCIAL ADVISORS INC.

Office #1: 2 Bridge Ave Suite 241, Red Bank, NJ 07701

RIA

CRD#: 121239

Red Bank, NJ

Current

July 23, 2019 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: 11 Broadway Suite 1065, New York, NY 10004

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/8/2025)

Connecticut
(8/22/2019)

New Jersey
(6/23/2020)

IAR

New Jersey
(1/21/2025)

New York
(7/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/1997

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239 / SEC#:

Colorado

Registered Investment Advisory firm - (4/18/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (9/29/2003 Approved)

Florida

Registered Investment Advisory firm - (5/30/2003 Approved)

Georgia

Registered Investment Advisory firm - (1/8/2003 Approved)

Louisiana

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/1998 Approved)

New York

Registered Investment Advisory firm - (6/16/2003 Approved)

North Carolina

Registered Investment Advisory firm - (9/15/2015 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (8/31/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Bridge Ave Suite 241, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 758-9001

Established

Firm type

Fiscal year end

# of Employees

2,411

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 40,940,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Osbert H. Haynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Osbert Hewin Haynes JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

LAIDLAW & COMPANY (UK) LTD.

JOHN THOMAS FINANCIAL

SPARTAN CAPITAL SECURITIES, LLC

AVALON PARTNERS, INC.

EKN FINANCIAL SERVICES INC.

AVALON PARTNERS, INC.

THOMAS FLETCHER & COMPANY, INC.

THINKEQUITY LLC

KEATON FINANCIAL SERVICES, INC.

PHD CAPITAL

ANDREW GARRETT, INC.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2024

Series 63

Date: 5/9/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/1/1997

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NETWORK 1 FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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