Robert D. Seeger
Professional summary
Robert Donald Seeger, who also goes by Bob Seeger, Robert D Seeger, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Donald Seeger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2015 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262July 29, 2013 - January 3, 2014
EDWARD JONES
July 26, 2013 - January 3, 2014
EDWARD JONES
February 10, 2010 - January 9, 2012
TRANSAMERICA CAPITAL, LLC
May 10, 2007 - July 29, 2009
CAPITAL BROKERAGE CORPORATION
July 19, 2005 - May 8, 2007
CITIGROUP GLOBAL MARKETS INC.
July 18, 2005 - May 8, 2007
CITIGROUP GLOBAL MARKETS INC.
July 15, 2003 - July 18, 2005
THE HUNTINGTON INVESTMENT COMPANY
May 13, 2002 - July 18, 2005
THE HUNTINGTON INVESTMENT COMPANY
June 12, 1997 - May 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2015)
(1/29/2015)
(2/2/2015)
(1/29/2015)
(1/29/2015)
(2/5/2015)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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