Rosemarie Miele
Professional summary
Rosemarie Miele is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Rosemarie is registered as a RR (Registered Representative) and started their career in finance in 1997. Rosemarie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosemarie Miele's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2014 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112September 29, 2006 - October 16, 2013
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - October 16, 2013
BLACKROCK INVESTMENTS, LLC
May 20, 2004 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
May 20, 2004 - September 29, 2006
FAM DISTRIBUTORS, INC.
April 16, 2004 - May 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 4, 1998 - May 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 1997 - November 21, 1997
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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