Jeffrey S. Mettel
Professional summary
Jeffrey Scott Mettel is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Mettel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2019 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017October 7, 2014 - January 14, 2019
OCP CAPITAL, LLC
May 25, 2011 - October 22, 2012
BNP PARIBAS SECURITIES CORP.
July 30, 2010 - October 3, 2012
BNP PARIBAS PRIME BROKERAGE, INC.
July 18, 1997 - January 18, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
(1/22/2019)
Exams
FINRA
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
