Jason L. Mcmurtry

CONCORDE ASSET MANAGEMENT

San Marcos, CA 92008

Some features on this profile are disabled

CRD#: 2871788

Professional summary

Jason Lee Mcmurtry, who also goes by Jason L Mcmurtry, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Marcos, California and CONCORDE INVESTMENT SERVICES, LLC located in San Marcos, California.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason L Mcmurtry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Coastal Pacific Real Estate, Investment related, Start date: May 2019, La Jolla, CA. Realtor engaging in real estate related activities. 6-10 hours/month during trading hours. 2) Avian Capital Markets Group, DBA 1031 Captial Solutions, Investment related, Start date: January 2018, San Marcos, CA. Managing Partner, DBA for securities related activities, 21-40 hours/month during trading hours. 3) Concorde Asset Management, LLC. San Marcos, CA. Investment related. Start date: May 2020. Investment Advisor Representative. 6-10 hours/month during trading hours. 4) Concorde Insurance Agency, Investment related, Start date: May 2020, Insurance agent, San Marcos, CA. 1-5 hours/month during trading hours. 5) Alts Illustrator LLC. Investment related. Start date: March 25, 2024. Member. Bainbridge Island, WA. 1-5 hours/month during non-trading hours. 1-5 hours/month during trading hours. 6) Swyl Wear. Non-investment related. Start date: August 2025. Apparel. Owner. Design and sell shirts online. 740 Banyan Ct. San Marcos, CA 92069. 1-5 hours/week during non-trading and trading hours. 7) White Bay Yachts. Non-investment related. Start date: August 11, 2025. Boat Chartering. 740 Banyan Ct. San Marcos, CA 92069. Title: Managing Member/Owner. 11-20 hours/week during non-trading hours. 1-5 hours/week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Mcmurtry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2020 - Present

CONCORDE ASSET MANAGEMENT, LLC

Office #1: 100 E. San Marcos Blvd Suite 400, San Marcos, CA 92008Office #2: 315 Montgomery Street 10th Floor, San Francisco, CA 94101

RIA

CRD#: 140367

San Marcos, CA

Current

May 4, 2020 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 100 E. San Marcos Blvd. Suite 400, San Marcos, CA 92069

CRD#: 151604

San Marcos, CA

Past

September 17, 2018 - May 4, 2020

DFPG INVESTMENTS, LLC

RIA

CRD#: 155576

Rancho Sante Fe, CA

Past

September 14, 2018 - May 4, 2020

DFPG INVESTMENTS, LLC

CRD#: 155576

Rancho Sante Fe, CA

Past

January 29, 2018 - November 2, 2018

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

Newport Beach, CA

Past

January 12, 2018 - November 2, 2018

WESTPARK CAPITAL, INC.

CRD#: 39914

Newport Beach, CA

Past

September 19, 2011 - January 22, 2018

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Past

January 2, 2008 - September 13, 2011

BERKELEY CAPITAL SECURITIES, L.L.C.

CRD#: 136982

SAN FRANCISCO, CA

Past

February 27, 2006 - October 29, 2007

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

February 25, 2005 - February 22, 2006

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

April 12, 2004 - February 15, 2005

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

LAGUNA HILLS, CA

Past

April 12, 2004 - February 15, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 24, 2003 - April 5, 2004

SPC

RIA

CRD#: 110692

RANCHO CUCAMONGA, CA

Past

January 15, 2003 - April 5, 2004

PARKLAND SECURITIES, LLC

CRD#: 115368

ANN ARBOR, MI

Past

March 14, 2001 - November 25, 2002

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

April 10, 1997 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 10, 1997 - August 28, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/30/2021)

Arizona
(9/29/2020)

California
(5/4/2020)

IAR

California
(5/4/2020)

Colorado
(1/4/2021)

District of Columbia
(3/2/2021)

Florida
(2/16/2021)

Georgia
(9/2/2022)

Hawaii
(3/22/2021)

Idaho
(1/12/2021)

Illinois
(8/16/2021)

Kansas
(8/26/2024)

Louisiana
(2/26/2021)

Maryland
(2/15/2023)

Massachusetts
(11/2/2021)

Missouri
(6/30/2021)

Montana
(12/8/2020)

Nevada
(3/15/2021)

New Jersey
(1/5/2023)

New Mexico
(12/22/2021)

New York
(2/23/2021)

North Carolina
(1/4/2021)

North Dakota
(1/23/2023)

Ohio
(8/30/2024)

Oregon
(9/2/2020)

Pennsylvania
(2/27/2023)

South Carolina
(8/2/2023)

South Dakota
(1/21/2021)

Tennessee
(1/5/2021)

Texas
(4/12/2021)

Utah
(5/5/2020)

Virginia
(6/2/2022)

Washington
(5/5/2020)

Wyoming
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason L. Mcmurtry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Mcmurtry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

DFPG INVESTMENTS, LLC

DFPG INVESTMENTS, LLC

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

STIRA CAPITAL MARKETS GROUP, LLC

BERKELEY CAPITAL SECURITIES, L.L.C.

GRUBB & ELLIS SECURITIES, INC.

DIRECTED SERVICES LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

SPC

PARKLAND SECURITIES, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2011

Series 63

Date: 4/9/1997

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/23/1999

Series 6

Date: 4/9/1997

Series 24

Date: 3/13/2006

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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