AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JZ

John J. Zeno

ANDBANC BROKERAGE
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2871575
JZ

Professional summary


John Joseph Zeno, who also goes by John J Zeno, is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 52TO, SIE, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John J Zeno

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Joseph Zeno's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 22, 2023 - Present

ANDBANC BROKERAGE, LLC

Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
BD
CRD#: 155979
Miami, FL
Past

May 4, 2016 - March 29, 2023

BOREAL CAPITAL SECURITIES LLC

BD
CRD#: 158599
Miami, FL
Past

May 16, 2014 - May 16, 2016

HOLISTIC BROKERAGE, LLC

BD
CRD#: 46001
Miami, FL
Past

January 10, 2013 - June 24, 2013

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL
Past

September 7, 2011 - February 5, 2013

ITA FINANCIAL SERVICES, LLC

BD
CRD#: 38649
MIAMI, FL
Past

April 14, 2009 - February 28, 2011

SOUZA BARROS SECURITIES, INC

BD
CRD#: 149032
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/22/2023)

Exams


General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AB
ANDBANC BROKERAGE, LLC
ANDBANC BROKERAGE, LLC

CRD#: 155979 / SEC#: , 8-68759

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Mailing Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Phone number
(305) 702-1617
Established
Florida since 11/08/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ANDBANC WEALTH MANAGEMENT LLCOWNER / MEMBER153102
GILMAN, ROBERT CRAIGPRINCIPAL FINANCIAL OFFICER1738412
GRIBEL, CARLOS EDUARDOCEO
ZENO, JOHN JOSEPHCCO/AMLCO2871575

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANDBANC BROKERAGE, LLC

CRD#: 155979Miami, FL 33131

TRUST BUT VERIFY

Monitor John Zeno

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics