BR
Brian R. Raleigh
RALEIGH CAPITAL MANAGEMENT
CARY, NC 27511
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CRD#: 2870307
BR
Professional summary
Brian Richard Raleigh is a registered financial advisor currently at RALEIGH CAPITAL MANAGEMENT INC. located in Cary, North Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Jeddy 117 LLC; Non-investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Commercial real estate / rental income; Owner / landlord of building; Owner; Start date: 9/2024; 1 hour per month (1 hour per month during trading hours) __________________________________________________________________________________________________________________________________________________________________________ 2.Raleigh Wealth Solutions Inc.; Investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Offers annuity, life, and Medicare insurance products to clients; Offers annuity, life, and Medicare insurance products to clients and services current insurance contracts; Owner / insurance agent; Start date: 3/1999; 60 hours per month (60 hours per month during trading hours) ____________________________ 3.Rosey Hazel, LLC; Non-investment related; 409 Garret Lane, Sylva, NC 28779; Residential real estate / rental income; Co-owner / landlord of property; Co-owner; Start date: 1/2012; 1 hour per month (1 hour per month during trading hours) _____________________________ 4.Raleigh Double Cousins Properties, LLC; Non-investment related; 972 E Main St, Sylva, NC 28779; Commercial real estate / rental income; Silent partner; Part owner; Start date: 12/2015; 1 hour per month (1 hour per month during trading hours) _____________________________ 5.Personally owned rental property, no business name; Non-investment related; 427 Sunfish Lane, Sneads Ferry, NC 28460; Residential real estate / rental income (personally owned); Co-owner / landlord of property; Co-owner; Start date: 6/2023; 1 hour per month (1 hour per month during trading hours) _____________________________ 6.New Regime BD Team LLC; Investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Entity for pass through of business expenses and administration of brokerage referral related business; Entity for pass through of business expenses and administration of brokerage referral related business; Owner; Start date: 11/2021; 40 hours per month (40 hours per month during trading hours) _____________________________ 7.Mufasa Insurance Company, Inc., an Incorporated Cell; Investment related; 176 Mine Lake Court, Suite 100, Raleigh, NC 27615; Self-insurance company; Owner of the self-insurance company; Owner; Start date: 11/2024; 1 hour per month (1 hour per month during trading hours) _____________________________ 8.Raleigh Tax Solutions LLC; Non-investment related; 117 Edinburgh South Drive, Suite 110, Cary, NC 27511; Educating financial advisors; Educating financial advisors on events, referrals, sales, strategies, etc.; Owner / teacher; Start date: 2/2025; 5 hours per month (5 hours per month during trading hours) _____________________________ 9.Raleigh Solar Solutions, LLC; Investment related; 6932 Darcy Lane, Raleigh, NC 27606; Solar holding company; Solar holding company set up to receive compensation from Inception Financial Solar LLC for client referral fees. Solar holding company; Co-owner; Start date: 5/2025; 1 hour per month (1 hour per month during trading hours) ____________________________ 10.Mufasa Solar LLC (personal investment); Investment related; 6932 Darcy Lane, Raleigh, NC 27606; Buying solar assets and holds them for 6 years; Buying solar assets and holds them for 6 years; Co-owner; Start date: 5/2024; 1 hour per month (1 hour per month during trading hours) ___________________________________________________________________________________________________________ 11.Inception Financial Solar LLC; Not Investment related; 117 Edinburgh S. Dr., #110, Cary, NC 27511; Nature of other business: Development and sale of commercial and residential battery storage systems and solar power systems; Position: Referring Sales Agent; Start Date: July 30, 2025; 1 hour per month (0 hours per month during trading hours). Duties: Referral of potential solar customers.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Richard Raleigh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2012 - Present
RALEIGH CAPITAL MANAGEMENT INC.
Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511RIA
CRD#: 149538
CARY, NC
Past
May 25, 2017 - April 1, 2020
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Carry, NC
Past
April 19, 2017 - March 31, 2020
BROOKSTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 153467
Cary, NC
Past
July 30, 2012 - October 11, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
CARY, NC
Past
January 5, 2009 - February 12, 2009
FINANCIAL WEST GROUP
RIA
CRD#: 16668
RALEIGH, NC
Past
August 8, 2005 - February 12, 2009
FINANCIAL WEST GROUP
BD
CRD#: 16668
RENO, NV
Past
October 1, 1997 - February 25, 2005
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(6/15/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
117 Edinburgh South Drive Suite 110, Cary, NC 27511
Mailing Address
Phone number
(919) 852-1215
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 320,626,592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RALEIGH CAPITAL MANAGEMENT INC.
CRD#: 149538Cary, NC 27511TRUST BUT VERIFY
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