TK
Thomas P. Kiley
CALAMOS ADVISORS LLC
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2869770
TK
Professional summary
Thomas Patrick Kiley III, CIMA®, who also goes by Thomas P Kiley, Thomas Patrick Kiley III, is a registered financial advisor currently at CALAMOS ADVISORS LLC located in New York, New York and CALAMOS FINANCIAL SERVICES LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas P Kiley | Thomas Patrick Kiley Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) St. William The Abbott Church. Located in Seaford, NY. Finance committee. Review parish finances. 2hrs quarterly devoted to Committee. (2) Vinyl Records (Massapequa, NY); Founder; Non-investment; No financial advice provided; No control over finances; Vinyl Records is a record label; Role: Promotion; Start Date: 10/30/2019; Minimal time devoted to activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Kiley III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 25, 2024 - Present
CALAMOS ADVISORS LLC
Office #1: 50 Rockefeller Plaza 11th Floor, Suite 1101, New York, NY 10020RIA
CRD#: 105758
NEW YORK, NY
Current
April 18, 2024 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 50 Rockefeller Plaza Suite 1200/1600, New York, NY 10020BD
CRD#: 19850
New York, NY
Past
January 9, 2014 - January 12, 2024
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
NEW YORK, NY
Past
April 17, 2009 - January 12, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
January 23, 2002 - November 17, 2006
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
May 24, 2001 - November 17, 2006
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
September 10, 1997 - June 26, 2000
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
CRD#: 105758 / SEC#: 801-29688
RIA
Registered Investment Advisory firm - (5/29/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2024)
RR
Alaska(4/25/2024)
RR
Arizona(5/3/2024)
RR
Arkansas(4/24/2024)
RR
California(4/18/2024)
RR
Colorado(4/18/2024)
RR
Connecticut(4/18/2024)
RR
Delaware(4/24/2024)
RR
District of Columbia(4/18/2024)
RR
Florida(4/18/2024)
RR
Georgia(4/22/2024)
RR
Hawaii(4/19/2024)
RR
Idaho(4/24/2024)
IAR
Illinois(4/25/2024)
RR
Illinois(5/1/2024)
RR
Indiana(4/21/2024)
RR
Iowa(4/19/2024)
RR
Kansas(4/19/2024)
RR
Kentucky(4/23/2024)
RR
Louisiana(4/18/2024)
RR
Maine(4/22/2024)
RR
Maryland(4/18/2024)
RR
Massachusetts(4/19/2024)
RR
Michigan(4/22/2024)
RR
Minnesota(4/22/2024)
RR
Mississippi(4/19/2024)
RR
Missouri(4/19/2024)
RR
Montana(4/22/2024)
RR
Nebraska(4/18/2024)
RR
Nevada(4/22/2024)
RR
New Hampshire(4/19/2024)
RR
New Jersey(4/19/2024)
RR
New Mexico(4/22/2024)
RR
New York(4/18/2024)
RR
North Carolina(4/19/2024)
RR
North Dakota(4/23/2024)
RR
Ohio(4/18/2024)
RR
Oklahoma(4/22/2024)
RR
Oregon(4/19/2024)
RR
Pennsylvania(4/19/2024)
RR
Puerto Rico(4/18/2024)
RR
Rhode Island(4/22/2024)
RR
South Carolina(4/19/2024)
RR
South Dakota(5/23/2024)
RR
Tennessee(4/19/2024)
RR
Texas(4/18/2024)
RR
Utah(4/19/2024)
RR
Vermont(4/19/2024)
RR
Virgin Islands(4/24/2024)
RR
Virginia(4/19/2024)
RR
Washington(4/19/2024)
RR
West Virginia(4/25/2024)
RR
Wisconsin(4/19/2024)
RR
Wyoming(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CALAMOS ADVISORS LLC
CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS
CRD#: 105758 / SEC#: 801-29688
RIA
Registered Investment Advisory firm - (5/29/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
257
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,662 |
| AUM (Assets Under Management) | $ 38,184,222,669 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
