MD
Michael A. D'andrea
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Marietta, PA
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CRD#: 2868689
MD
Professional summary
Michael Anthony D'andrea, ChFC®, who also goes by Mike D'andrea, Michael Anthony Dandrea, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Marietta, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Frederick, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike D'andrea | Michael Anthony Dandrea
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)D'ANDREA FINANCIAL, 5750 APPLEFIELD PARK, NEW MARKET, MD, 10/2013 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 10/WK - 6/TRADING.
2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
3. FREDRICK EAST CLASSICAL, 8234 WOODSBORO PIKE, WALKERSVILLE, MD, TEACHING BUSINESS, NIR-1.5/WK-1.5/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony D'andrea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 21, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 47 E. All Saints Street Suite 33, Frederick, MD 21701RIA
CRD#: 134139
Marietta, PA
Current
October 21, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 47 E. All Saints Street Suite 33, Frederick, MD 21701BD
CRD#: 39543
Frederick, MD
Past
May 10, 2013 - May 15, 2013
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
ROCKVILLE, MD
Past
May 7, 2013 - October 18, 2013
APPLIED FINANCIAL WISDOM
RIA
CRD#: 164428
NEW MARKET, MD
Past
August 1, 2012 - May 9, 2013
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
ROCKVILLE, MD
Past
December 12, 2011 - August 3, 2012
RESEARCH FINANCIAL STRATEGIES
RIA
CRD#: 153247
ROCKVILLE, MD
Past
December 6, 2011 - November 6, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW MARKET, MD
Past
April 29, 2008 - December 6, 2011
FOUNDERS FINANCIAL SECURITIES LLC
RIA
CRD#: 137945
NEW MARKET, MD
Past
April 29, 2008 - December 6, 2011
FOUNDERS FINANCIAL SECURITIES LLC
BD
CRD#: 137945
NEW MARKET, MD
Past
March 6, 2006 - April 29, 2008
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
NEW MARKET, MD
Past
August 31, 2005 - April 29, 2008
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
NEW MARKET, MD
Past
October 31, 2003 - August 30, 2005
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
April 8, 2002 - October 31, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
August 7, 2000 - October 1, 2001
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 13, 1997 - July 27, 2000
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
April 10, 1997 - September 11, 1997
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/21/2013)
RR
Florida(7/8/2022)
RR
Maryland(10/21/2013)
IAR
Maryland(10/21/2013)
RR
North Carolina(2/4/2022)
RR
Ohio(1/2/2015)
RR
Oregon(10/21/2013)
RR
Pennsylvania(10/17/2023)
IAR
Pennsylvania(6/18/2024)
RR
Tennessee(1/13/2021)
RR
Texas(9/8/2023)
IAR
Texas(9/8/2023)
RR
Virginia(7/26/2019)
RR
West Virginia(4/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
