Joao M. Valente
Professional summary
Joao M. Valente, who also goes by Joao Manuel Valente, John Valente, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westbury, New York and CETERA INVESTMENT SERVICES LLC located in Westbury, New York.
Joao is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joao has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joao M. Valente's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1400 Old Country Rd Suite 408, Westbury, NY 11590September 3, 2020 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1400 Old Country Rd Suite 408, Westbury, NY 11590November 9, 2015 - November 18, 2015
EQUITABLE ADVISORS, LLC
November 9, 2015 - November 18, 2015
EQUITABLE ADVISORS, LLC
October 1, 2012 - September 16, 2020
J.P. MORGAN SECURITIES LLC
October 1, 2012 - September 16, 2020
J.P. MORGAN SECURITIES LLC
February 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 14, 2010 - February 16, 2012
MORGAN STANLEY
September 14, 2010 - February 16, 2012
MORGAN STANLEY
May 12, 2006 - September 7, 2010
E*TRADE SECURITIES LLC
February 16, 2006 - May 12, 2006
E*TRADE CLEARING LLC
June 22, 2004 - December 31, 2005
HARRISDIRECT LLC
March 17, 1999 - March 18, 2004
SCHONFELD SECURITIES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2024)
(6/8/2021)
(9/3/2020)
(9/3/2020)
(9/8/2020)
(9/3/2020)
(3/31/2021)
(9/10/2021)
(7/27/2023)
(7/27/2023)
(1/30/2024)
Exams
Series 55
Date: 5/24/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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