Robert J. Pachence
Professional summary
Robert John Pachence JR., who also goes by Robert John Pachence Jr, Robert John Pachence, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Pachence JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2025 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428April 17, 2019 - April 4, 2025
PNC CAPITAL MARKETS LLC
June 11, 2007 - December 23, 2019
PNC FIG ADVISORY, INC.
September 19, 2006 - June 14, 2007
MOMENTUM INDEPENDENT NETWORK INC.
January 3, 2006 - October 12, 2006
BNK ADVISORY GROUP, INC. (SUCCESSOR)
April 30, 1997 - December 31, 2005
BNK ADVISORY GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2025)
(3/30/2025)
(3/30/2025)
(3/30/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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