Damian Maggio
Professional summary
Damian Maggio is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in Garden City, New York.
Damian is registered as a RR (Registered Representative) and started their career in finance in 1997. Damian has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Damian Maggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2013 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530October 17, 2008 - February 26, 2013
FIRST MIDWEST SECURITIES, INC.
October 31, 2005 - October 17, 2008
J.P. TURNER & COMPANY, L.L.C.
September 9, 2004 - October 28, 2005
BRUNDYN SECURITIES INC.
April 8, 2004 - August 11, 2004
NORTH AMERICAN CLEARING, INC.
January 3, 2003 - March 31, 2004
LH ROSS & COMPANY, INC.
August 13, 2002 - January 31, 2003
LLOYD, SCOTT & VALENTI, LTD.
October 19, 2001 - August 8, 2002
KSH INVESTMENT GROUP, INC.
December 13, 2000 - November 1, 2001
HARRISON SECURITIES, INC.
November 3, 2000 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
December 17, 1999 - November 7, 2000
M.S. FARRELL & COMPANY, INC.
October 7, 1998 - December 1, 1999
WHITEHALL WELLINGTON INVESTMENTS, INC.
January 12, 1998 - October 30, 1998
LCP CAPITAL CORP.
September 30, 1997 - December 15, 1997
ROYAL HUTTON SECURITIES CORP.
July 7, 1997 - October 9, 1997
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2021)
(3/19/2013)
(3/19/2013)
(11/1/2021)
(11/1/2022)
(2/27/2013)
(3/5/2013)
(11/3/2021)
(3/6/2013)
(11/30/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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