Gregory J. Shields
Professional summary
Gregory Joseph Shields, who also goes by Greg Shields, is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Shields's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2024 - Present
ABERDEEN FUND DISTRIBUTORS, LLC
Office #1: 1900 Market Street Suite 200, Philadelphia, PA 19103July 12, 2012 - January 10, 2014
CURIAN CAPITAL, LLC
July 12, 2012 - January 10, 2014
CURIAN CLEARING, LLC
August 20, 2009 - November 22, 2011
FUNDS DISTRIBUTOR, LLC
September 20, 2007 - April 3, 2008
ABN AMRO INCORPORATED
November 21, 2006 - September 25, 2007
LASALLE FINANCIAL SERVICES, INC.
November 21, 2006 - September 25, 2007
LASALLE FINANCIAL SERVICES, INC.
April 12, 2006 - September 19, 2006
NEXT GENERATION EQUITY RESEARCH LLC
October 15, 2004 - November 30, 2005
PGIM INVESTMENTS LLC
June 26, 2002 - November 30, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 8, 1999 - January 4, 2002
CONSECO EQUITY SALES, INC.
March 10, 1998 - November 10, 1998
SECURITY CAPITAL MARKETS GROUP INCORPORATED
July 3, 1997 - February 11, 1998
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 8/29/2024
General Securities Representative ExaminationFINRA
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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