Darren J. Mulholland
Professional summary
Darren James Mulholland is a registered financial professional currently at HRT FINANCIAL LP located in Austin, Texas and HRT EXECUTION SERVICES LLC located in New York, New York.
Darren is registered as a RR (Registered Representative) and started their career in finance in 2000. Darren has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darren James Mulholland's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2010 - Present
HRT FINANCIAL LP
Office #1: 401 South 1st Street Suite 1150, Austin, TX 78704March 18, 2019 - Present
HRT EXECUTION SERVICES LLC
Office #1: 3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007February 1, 2006 - March 13, 2009
NASDAQ EXECUTION SERVICES, LLC
March 9, 2005 - March 13, 2009
NASDAQ CAPITAL MARKETS ADVISORY LLC
October 21, 2003 - December 19, 2003
INSTINET, LLC
April 29, 2002 - February 1, 2006
INET ATS, INC.
October 18, 2000 - April 15, 2002
CYBERTRADER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/22/2002
Limited Representative-Equity Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HRT EXECUTION SERVICES LLC
CRD#: 128491 / SEC#: , 8-66143
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUN HOLDINGS LLC | OWNER OF HRT EXECUTION SERVICES LLC | |
| ALCALA, MIKAELA | AML COMPLIANCE OFFICER | 7523021 |
| ATTONITO, ERICA GALE | HEAD OF SALES | 5151146 |
| BLOCK, NACHSHON M | CHIEF FINANCIAL OFFICER | 7192815 |
| CARROLL, JASON EASTWICK | MANAGING DIRECTOR | 5173598 |
| JUSTINI, PETER THOMAS | FINOP | 2097898 |
| KEEL, JOHN MATTHEW | CHIEF COMPLIANCE OFFICER | 4189740 |
| NUNES, ADAM SETH | CHIEF EXECUTIVE OFFICER | 5246806 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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