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Lee Jeffrey Chester

AURORA SECURITIES
TROY, MI
·CRD# 2863353·29 years experience

Professional Summary

Lee Jeffrey Chester, who also goes by Lee J Chester, is a registered financial advisor currently at AURORA SECURITIES located in Troy, Michigan. Lee is registered as a RR (Registered Representative) and started their career in finance in 1997. Lee has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lee J Chester

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AURORA SECURITIES·CRD# 46147
BD
2565 West Maple, Troy, MI 48084
October 30, 2024 - Present
SCF SECURITIES, INC.·CRD# 47275
BD
Tarzana, CA
September 11, 2015 - June 25, 2024
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Los Angeles, CA
October 27, 1999 - September 18, 2015
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
August 18, 1997 - November 5, 1999

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Current Firm

AS
AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: 8-51322
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone Number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURTS INVESTMENT, LLCOWNER—
BONYNGE, JEFFREY REDFIELDPRESIDENT7024213
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
SCHAPS, MICHAEL ROBERTFINOP1892138

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/30/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lee Jeffrey Chester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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