Charles J. Beal
Professional summary
Charles Jason Beal, ChFC®, who also goes by Cj Beal, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Laurel, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Glen Burnie, Maryland.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Jason Beal's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 10990 Johns Hopkins Rd, Laurel, MD 20723September 9, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6707-a Ritchie Hwy, Glen Burnie, MD 21061Office #2: 3030 Mountain Rd, Pasadena, MD 21122Office #3: 2657 Annapolis Rd Ste C, Hanover, MD 21076Office #4: 2078 Generals Hwy, Annapolis, MD 21401Office #5: 8200 Snowden River Pkwy, Columbia, MD 21046Office #6: 10990 Johns Hopkins Rd, Laurel, MD 20723September 9, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 5, 2011 - September 20, 2016
UBS FINANCIAL SERVICES INC.
April 21, 2011 - September 20, 2016
UBS FINANCIAL SERVICES INC.
June 19, 2006 - April 27, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 8, 2006 - April 27, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 3, 2004 - May 22, 2006
GROVE POINT INVESTMENTS, LLC
February 3, 2004 - May 22, 2006
GROVE POINT INVESTMENTS, LLC
September 15, 2003 - February 3, 2004
VOYA FINANCIAL PARTNERS, LLC
February 4, 2003 - February 3, 2004
VOYA FINANCIAL PARTNERS, LLC
October 25, 2000 - January 7, 2003
PRINCIPAL SECURITIES, INC.
April 25, 1997 - September 12, 2000
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2016)
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(9/9/2016)
(4/24/2018)
(1/20/2017)
(7/2/2024)
(9/20/2016)
(7/12/2022)
(9/12/2019)
(9/9/2016)
(9/9/2016)
(4/12/2017)
(4/4/2019)
(5/15/2023)
(9/29/2022)
(1/9/2023)
(9/9/2016)
(9/9/2016)
(5/19/2017)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
