Mark A. Miller
Professional summary
Mark Arnold Miller is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Columbus, Ohio.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 63, Series 50, Series 7, Series 53 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Arnold Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2022 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 175 South 3rd Street, Columbus, OH 43215June 4, 2010 - May 9, 2016
PNC CAPITAL MARKETS LLC
March 6, 2002 - August 12, 2002
GREENTREE BROKERAGE SERVICES, INC.
January 10, 2001 - June 3, 2010
RICE FINANCIAL PRODUCTS COMPANY
October 30, 1998 - July 31, 2001
PRYOR, COUNTS & CO., INC.
April 25, 1997 - September 24, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 25, 1997 - September 24, 1998
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2022)
(11/22/2022)
(11/22/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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