Anthony J. Graziano
Professional summary
Anthony Joseph Graziano, who also goes by Anthony Graziano, is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in Garden City, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Graziano's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2015 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530Office #2: 29 Broadway Suite 1800, New York, NY 10006April 8, 2013 - November 8, 2013
NATIONAL SECURITIES CORPORATION
August 29, 2011 - May 8, 2012
BROOKSTONE SECURITIES, INC.
September 23, 2008 - August 24, 2011
SW FINANCIAL
June 15, 2007 - October 10, 2008
AMERICAN CAPITAL PARTNERS, LLC
March 2, 2004 - June 22, 2007
GUNNALLEN FINANCIAL, INC
August 21, 2002 - March 16, 2004
JOSEPH STEVENS & CO., INC.
August 5, 1998 - August 28, 2002
LADENBURG CAPITAL MANAGEMENT INC.
April 16, 1997 - August 19, 1997
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2015)
(10/9/2015)
(10/12/2015)
(7/10/2015)
(5/19/2022)
(10/13/2015)
(6/25/2020)
(7/10/2015)
(4/9/2018)
(6/18/2015)
(7/10/2015)
(7/14/2015)
(5/10/2023)
(1/27/2016)
(7/18/2015)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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