CM
Cindy Marvin
TRUIST ADVISORY SERVICES
RALEIGH, NC 27612
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CRD#: 2861580
CM
Professional summary
Cindy Marvin, who also goes by Cindy J Fruehling, Cindy Joy Hessenthaler, Cindy Hessenthaler, Cindy Joy Marvin, Cindy J Raphaels, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Cindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Cindy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy J Fruehling | Cindy Joy Hessenthaler | Cindy Hessenthaler | Cindy Joy Marvin | Cindy J Raphaels
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCMANUS APPRAISAL GROUP INC POSITION: N/A NATURE: NC State Certified Residential Appraiser INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: Raleigh NC, United States DESCRIPTION: I will help the owner by entering his expenses on an excel spreadsheet and help clean/organize. HARRIS TEETER POSITION: Produce associate NATURE: Grocery store chain in NC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2025 ADDRESS: Raleigh NC, United States DESCRIPTION: I would be in the produce area, cutting fruit and making platers and take out fruit cups, stocking fruits and veggies in their appropriate area, stock rotation.
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Marvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3605 Glenwood Ave, Raleigh, NC 27612RIA
CRD#: 283390
RALEIGH, NC
Current
August 20, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3605 Glenwood Ave Fl 4, Raleigh, NC 27612BD
CRD#: 17499
Raleigh, NC
Past
February 1, 2023 - June 27, 2024
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
RALEIGH, NC
Past
February 1, 2023 - June 27, 2024
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
RALEIGH, NC
Past
March 8, 2021 - January 21, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Morristown, NJ
Past
March 8, 2021 - January 21, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Morristown, NJ
Past
July 10, 2019 - March 2, 2021
MORGAN STANLEY
RIA
CRD#: 149777
MORRISTOWN, NJ
Past
December 21, 2018 - March 2, 2021
MORGAN STANLEY
BD
CRD#: 149777
MORRISTOWN, NJ
Past
May 15, 2000 - December 10, 2018
FCG ADVISORS, LLC
BD
CRD#: 40633
CHATHAM, NJ
Past
April 7, 1999 - May 8, 2000
FINANCIAL CONSULTANT GROUP, LLC
BD
CRD#: 25644
CHATHAM, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2024)
RR
Alaska(8/20/2024)
RR
Arizona(8/20/2024)
RR
Arkansas(8/20/2024)
RR
California(8/20/2024)
RR
Colorado(8/20/2024)
RR
Connecticut(8/20/2024)
RR
Delaware(8/20/2024)
RR
District of Columbia(8/20/2024)
RR
Florida(8/20/2024)
RR
Georgia(8/20/2024)
RR
Hawaii(8/20/2024)
RR
Idaho(8/20/2024)
RR
Illinois(8/20/2024)
RR
Indiana(8/20/2024)
RR
Iowa(8/20/2024)
RR
Kansas(8/20/2024)
RR
Kentucky(8/20/2024)
RR
Louisiana(8/20/2024)
RR
Maine(8/20/2024)
RR
Maryland(8/20/2024)
RR
Massachusetts(8/20/2024)
RR
Michigan(8/20/2024)
RR
Minnesota(8/20/2024)
RR
Mississippi(8/20/2024)
RR
Missouri(8/20/2024)
RR
Montana(8/20/2024)
RR
Nebraska(8/20/2024)
RR
Nevada(8/20/2024)
RR
New Hampshire(8/20/2024)
RR
New Jersey(8/20/2024)
RR
New Mexico(8/20/2024)
RR
New York(8/20/2024)
RR
North Carolina(8/20/2024)
IAR
North Carolina(8/20/2024)
RR
North Dakota(8/20/2024)
RR
Ohio(8/20/2024)
RR
Oklahoma(8/20/2024)
RR
Oregon(8/20/2024)
RR
Pennsylvania(8/20/2024)
RR
Puerto Rico(8/20/2024)
RR
Rhode Island(8/20/2024)
RR
South Carolina(8/20/2024)
RR
South Dakota(8/20/2024)
RR
Tennessee(8/20/2024)
RR
Texas(8/20/2024)
RR
Utah(8/20/2024)
RR
Vermont(8/20/2024)
RR
Virgin Islands(8/20/2024)
RR
Virginia(8/20/2024)
RR
Washington(8/20/2024)
RR
West Virginia(8/20/2024)
RR
Wisconsin(8/20/2024)
RR
Wyoming(8/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27612TRUST BUT VERIFY
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