MO
Marjorie A. Opalski
CAPITAL INVESTMENT ADVISORS
Easton, MD
Some features on this profile are disabled
CRD#: 2861149
MO
Professional summary
Marjorie Ann Opalski, who also goes by Marge Opalski, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORS located in Easton, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Easton, Maryland.
Marjorie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marjorie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marge Opalski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CAPITAL INVESTMENT ADVSIORS INC, 4800 MONTGOMERY LN STE M-25, BETHESDA, MD, 10/2016 AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 3/TRADING.
2.INNOVATIVE INVESTING, 28070 BAILEYS NECK RD, EASWTON, MD, 1/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Marjorie Ann Opalski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2016 - Present
CAPITAL INVESTMENT ADVISORS
RIA
CRD#: 118269
Easton, MD
Current
November 1, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 28070 Baileys Neck Rd., Easton, MD 21601BD
CRD#: 39543
Easton, MD
Past
February 5, 2007 - November 4, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
EASTON, MD
Past
February 5, 2007 - November 4, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
EASTON, MD
Past
April 2, 2003 - January 10, 2007
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
EASTON, MD
Past
March 3, 1997 - January 10, 2007
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
EASTON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORS
CAPITAL ASSET MANAGEMENT GROUP, INC. | INSTITUTE FOR FINANCIAL INDEPENDENCE | INNOVATIVE INVESTING | FORTRESS FINANCIAL | CAPITAL INVESTMENT ADVISORS, INC. | CAPITAL INVESTMENT ADVISORS | CAPITAL FINANCIAL PLANNING GROUP, INC.
CRD#: 118269 / SEC#: 801-110008
RIA
Registered Investment Advisory firm - (2/27/2017 Approved)Delaware
Registered Investment Advisory firm - (3/15/2017 Terminated)District of Columbia
Registered Investment Advisory firm - (3/13/2017 Terminated)Maryland
Registered Investment Advisory firm - (4/14/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Virginia
Registered Investment Advisory firm - (3/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2019)
RR
Delaware(11/1/2016)
IAR
Delaware(11/14/2016)
RR
District of Columbia(11/1/2016)
IAR
District of Columbia(12/5/2016)
RR
Florida(11/19/2019)
RR
Georgia(7/16/2020)
RR
Kentucky(1/3/2022)
RR
Maryland(11/1/2016)
IAR
Maryland(11/11/2016)
RR
North Carolina(11/1/2016)
RR
Pennsylvania(11/1/2016)
IAR
Pennsylvania(11/14/2016)
RR
Rhode Island(11/1/2016)
RR
South Carolina(11/1/2016)
RR
Virginia(11/1/2016)
IAR
Virginia(11/14/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORS
CAPITAL ASSET MANAGEMENT GROUP, INC. | INSTITUTE FOR FINANCIAL INDEPENDENCE | INNOVATIVE INVESTING | FORTRESS FINANCIAL | CAPITAL INVESTMENT ADVISORS, INC. | CAPITAL INVESTMENT ADVISORS | CAPITAL FINANCIAL PLANNING GROUP, INC.
CRD#: 118269 / SEC#: 801-110008
RIA
Registered Investment Advisory firm - (2/27/2017 Approved)Delaware
Registered Investment Advisory firm - (3/15/2017 Terminated)District of Columbia
Registered Investment Advisory firm - (3/13/2017 Terminated)Maryland
Registered Investment Advisory firm - (4/14/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Virginia
Registered Investment Advisory firm - (3/13/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 Potomac Street N.w. Suite 300, Washington D.c., DC 20007
Mailing Address
Phone number
(240) 482-4000
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,416 |
| AUM (Assets Under Management) | $ 302,256,086 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
