Gary C. Woodward
Professional summary
Gary Christopher Woodward, who also goes by Woody Woodward, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Christopher Woodward's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2003 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484August 30, 2018 - February 20, 2020
PRUCO SECURITIES, LLC.
August 29, 2018 - April 10, 2020
PRUCO SECURITIES, LLC.
March 20, 2006 - November 4, 2020
AST INVESTMENT SERVICES, INC.
January 9, 2004 - March 24, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
February 12, 2003 - December 31, 2003
PRUCO SECURITIES, LLC.
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
November 2, 2000 - January 21, 2003
PGIM INVESTMENTS LLC
July 31, 1999 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 4, 1998 - May 25, 1999
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1997 - December 26, 1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2022)
(3/22/2022)
(11/11/2005)
(1/24/2025)
(6/3/2022)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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