Andrew F. Litwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Frank Litwin was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1999. Andrew had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - May 29, 2014
MB TRADING
January 28, 2011 - September 19, 2012
COURTLANDT SECURITIES CORPORATION
March 24, 2010 - June 18, 2010
FINACORP SECURITIES
March 31, 2008 - May 6, 2009
WAMU INVESTMENTS, INC.
March 23, 2006 - May 6, 2009
WAMU INVESTMENTS, INC.
September 8, 2004 - April 25, 2005
MERCER ALLIED COMPANY, L.P.
November 27, 2001 - December 31, 2003
THE ENTERPRISE SECURITIES COMPANY
February 23, 2001 - November 23, 2001
LEONARD & COMPANY
April 7, 1999 - February 7, 2001
MMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MB TRADING
CRD#: 30330 / SEC#: , 8-44849
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEKING GROUP, INC. | PARENT COMPANY | |
| BLOSSER, MICHAEL JAMES | CHIEF TRADING OFFICER | 4373393 |
| BROWN, BRENTON MACKENZIE | CHIEF INFORMATION OFFICER, EVP | 3177337 |
| CHIODO, MICHAEL J | FINOP | 2097132 |
| CIERO, JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | 4533934 |
| DEMAREST, STEVEN PATRICK | BANK ACCOUNT CONTROLLER | 1978066 |
| DOMINIC, JOHN MARTIN | VP OF TRADING | 2722302 |
| DUSSEAULT, DAVID STANLEY | CHIEF OPERATING OFFICER | 2819891 |
| FIELD, BRIAN DAVID | CHIEF OPERATING OFFICER | 4089325 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| LIPSETT, JAMES DAVID JR | EVP (BUSINESS TO BUSINESS) | 2486795 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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