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Patrick M. Mckeon

ARCHIPELAGO SECURITIES L.L.C.
New York, NY 10005
Some features on this profile are disabled
CRD#: 2857121
PM

Professional summary

Patrick Michael Mckeon, who also goes by Patrick Michael Mckeon, Patrick Mckeon, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 7B, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patrick Michael Mckeon | Patrick Mckeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Michael Mckeon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2022 - Present

ARCHIPELAGO SECURITIES L.L.C.

Office #1: 11 Wall Street, New York, NY 10005
BD
CRD#: 102500
New York, NY
Past

March 16, 2020 - September 11, 2020

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
New York, NY
Past

December 1, 2008 - March 11, 2020

TD PRIME SERVICES LLC

BD
CRD#: 1914
NEW YORK, NY
Past

January 3, 2007 - January 7, 2009

BATTENKILL CAPITAL, INC.

BD
CRD#: 131548
MANCHESTER CENTER, VT
Past

October 8, 1998 - January 3, 2007

MCKEON BROTHERS, LLC

BD
CRD#: 42774
OYSTER BAY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/8/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/15/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/30/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/12/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7B
Date: 12/25/1995
Floor Broker Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/6/2022
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/15/2022
General Securities Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

AS
ARCHIPELAGO SECURITIES L.L.C.
ARCHIPELAGO SECURITIES L.L.C. | REDIBOOK ECN LLC

CRD#: 102500 / SEC#: , 8-52140

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
353 North Clark Street Suite #3200, Chicago, IL 60654
Mailing Address
353 North Clark Street Suite #3200, Chicago, IL 60654
Phone number
(312) 836-6700
Established
Delaware since 09/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NYSE GROUP, INC.HOLDING COMPANY
KNIGHT, JOHN CHARLESCHIEF COMPLIANCE OFFICER5187603
THOMASSON, SEAN JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL5124423
TOBIN, BRYAN THOMASSUPERVISORY PRINCIPAL5232664
TURTORO, ROBERT JOHNEXECUTIVE PRINCIPAL2640205

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHIPELAGO SECURITIES L.L.C.

CRD#: 102500New York, NY 10005

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