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Patrick Michael Mckeon

ARCHIPELAGO SECURITIES L.L.C.
New York, NY
·CRD# 2857121·30 years experience

Professional Summary

Patrick Michael Mckeon, who also goes by Patrick Michael Mckeon, Patrick Mckeon, is a registered financial advisor currently at ARCHIPELAGO SECURITIES L.L.C. located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 7B, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Michael Mckeon, Patrick Mckeon

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500
BD
11 Wall Street, New York, NY 10005
September 12, 2022 - Present
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
March 16, 2020 - September 11, 2020
TD PRIME SERVICES LLC·CRD# 1914
BD
New York, NY
December 1, 2008 - March 11, 2020
BATTENKILL CAPITAL, INC.·CRD# 131548
BD
Manchester Center, VT
January 3, 2007 - January 7, 2009
MCKEON BROTHERS, LLC·CRD# 42774
BD
Oyster Bay, NY
October 8, 1998 - January 3, 2007

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Current Firm

AS
ARCHIPELAGO SECURITIES L.L.C.

ARCHIPELAGO SECURITIES L.L.C. | REDIBOOK ECN LLC

CRD#: 102500 / SEC#: 8-52140
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

353 North Clark Street Suite #3200, Chicago, IL 60654

Mailing Address

353 North Clark Street Suite #3200, Chicago, IL 60654

Phone Number

(312) 836-6700

Established

Delaware since 09/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NYSE GROUP, INC.HOLDING COMPANY—
KNIGHT, JOHN CHARLESCHIEF COMPLIANCE OFFICER5187603
THOMASSON, SEAN JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL5124423
TOBIN, BRYAN THOMASSUPERVISORY PRINCIPAL5232664
TURTORO, ROBERT JOHNEXECUTIVE PRINCIPAL2640205

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/8/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2023About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Aug 2008About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Mar 2022About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2008

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 7B — Floor Broker Examination

Passed Dec 1995

Series 4 — Registered Options Principal Examination

Passed Dec 2022About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2022About the Series 24 exam
24X National Exchange LLC
SRO Registrations
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Long-Term Stock Exchange, Inc.
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Michael Mckeon's CRS (Customer Relationship Summary).

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