PM
Paul K. Miloe
ALBITZ/MILOE AND ASSOCIATES
Torrance, CA 90505
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CRD#: 2856888
PM
Professional summary
Paul Kurtis Miloe is a registered financial advisor currently at ALBITZ/MILOE AND ASSOCIATES, INC. located in Torrance, California and CETERA INVESTMENT ADVISERS LLC located in Torrance, California.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ALBITZ/MILOE & ASSOCIATES, INC., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, START DATE: 2007, TITLE: IAR/CO-SENIOR VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR, ASSET MANAGEMENT, BUSINESS OPERATIONS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: JANUARY, 2006, APX NUMBER OF HOURS PER WEEK: <1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: YMCA, INVESTMENT RELATED: NO, ADDRESS: 301 S. BANDINI ST., SAN PEDRO, CA 90731, NATURE OF BUSINESS: NON-PROFIT ORGANIZATION, START DATE: JUNE 2005, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER; ATTEND MEETINGS; SERVE ON COMMITTEES IN A NON-FIDUCIARY ROLE; 4.NAME OF OTHER BUSINESS: SAN PEDRO ELKS LODGE #966 INVESTMENT RELATED: NO ADDRESS: 1748 CUMBRE DR SAN PEDRO CA 90732 NATURE OF BUSINESS: CIVIC GROUP START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: SCHOLARSHIP CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WORK TO GET PROGRAM IN LOCAL SCHOOLS, JUDGE SUBMISSSIONS, NOTIFY WINNERS, ETC.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Kurtis Miloe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2011 - Present
ALBITZ/MILOE AND ASSOCIATES, INC.
Office #1: 23133 Hawthorne Blvd., Ste 305, Torrance, CA 90505RIA
CRD#: 104777
Torrance, CA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 23133 Hawthorne Blvd Ste 305, Torrance, CA 90505RIA
CRD#: 105644
TORRANCE, CA
Current
April 7, 1997 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 23133 Hawthorne Blvd Ste 305, Torrance, CA 90505BD
CRD#: 13572
Torrance, CA
Past
March 31, 1998 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TORRANCE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/15/2014)
RR
California(4/10/1997)
IAR
California(5/4/2011)
RR
Colorado(7/13/2012)
RR
Hawaii(1/11/2001)
RR
Illinois(1/6/2016)
RR
Maryland(8/23/2011)
RR
Nevada(1/4/2021)
RR
North Carolina(1/4/2023)
RR
Oregon(10/7/2003)
IAR
Oregon(12/1/2021)
RR
South Dakota(1/19/2022)
RR
Utah(1/6/2016)
RR
Washington(8/31/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
