Michael A. Taggart
Professional summary
Michael Andrew Taggart, who also goes by Mike Ford, Michael Andrew Ford-taggart, Michael Andrew Fordtaggart, Mike Taggart, is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Andrew Taggart's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
ABERDEEN FUND DISTRIBUTORS, LLC
Office #1: 1900 Market Street Suite 200, Philadelphia, PA 19103July 26, 2022 - September 22, 2023
RELATIVE VALUE PARTNERS, LLC
January 8, 2014 - November 19, 2020
NUVEEN SECURITIES, LLC
January 6, 2005 - June 1, 2006
WILLIAM BLAIR
January 3, 2003 - July 2, 2003
OPPENHEIMER & CO. INC.
September 3, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
April 12, 2000 - August 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1998 - April 6, 2000
BOFA DISTRIBUTORS, INC.
October 27, 1997 - January 1, 1998
IFMG SECURITIES, INC.
July 1, 1997 - September 25, 1997
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2023)
(10/4/2023)
(10/4/2023)
(9/29/2023)
(9/18/2023)
(9/27/2023)
(9/18/2023)
(9/27/2023)
(9/29/2023)
(9/19/2023)
(9/20/2023)
(9/18/2023)
(9/25/2023)
(9/27/2023)
(9/18/2023)
(9/25/2023)
(9/26/2023)
(9/26/2023)
(9/19/2023)
(10/10/2023)
(9/18/2023)
(9/26/2023)
(9/18/2023)
(9/26/2023)
(9/19/2023)
(9/26/2023)
(9/18/2023)
(9/26/2023)
(10/3/2023)
(10/5/2023)
(9/26/2023)
(10/5/2023)
(9/18/2023)
(10/2/2023)
(9/18/2023)
(9/26/2023)
(9/19/2023)
(9/19/2023)
(9/25/2023)
(9/29/2023)
(9/26/2023)
(9/18/2023)
(9/18/2023)
(9/26/2023)
(9/26/2023)
(9/26/2023)
(10/2/2023)
(9/18/2023)
(9/26/2023)
Exams
Series 7TO
Date: 7/17/2023
General Securities Representative ExaminationFINRA
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.