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Gerard Thomas Kinzel

Gerard T. Kinzel

STRATEGIC ADVISERS LLC | VP, Branch Leader
COSTA MESA, CA
Some features on this profile are disabled
CRD#: 2851736
Gerard Thomas Kinzel

Professional summary

Gerard Thomas Kinzel, CFP®, who also goes by Gerard Thomas Kinzel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Costa Mesa, California and FIDELITY BROKERAGE SERVICES LLC located in Newport Beach, California.

Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gerard has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Biography

As the Branch Leader for our Newport Beach Investor Center, I work with a team of financial professionals to provide comprehensive wealth planning services. We build lifetime relationships with individuals and families while helping them work towards achieving their goals and dreams.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gerard Thomas Kinzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Thomas Kinzel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

University of Scranton

Bachelor of Science (BS) - Finance

1997

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208
RIA
CRD#: 104555
COSTA MESA, CA
Current

September 7, 2016 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1600 Newport Ctr Dr Ste 100, Newport Beach, CA 92660
BD
CRD#: 7784
Newport Beach, CA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NEWPORT BEACH, CA
Past

September 9, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NEWPORT BEACH, CA
Past

April 13, 2009 - August 19, 2016

HARRISDIRECT LLC

RIA
CRD#: 42159
COSTA MESA, CA
Past

January 4, 2006 - August 19, 2016

E*TRADE SECURITIES LLC

BD
CRD#: 29106
COSTA MESA, CA
Past

May 12, 2004 - October 11, 2004

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

January 29, 2003 - March 31, 2003

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

June 30, 2001 - October 14, 2002

DATEK ONLINE FINANCIAL SERVICES LLC

BD
CRD#: 36807
JERSEY CITY, NJ
Past

March 8, 2000 - June 30, 2001

ICAPITAL MARKETS LLC

BD
CRD#: 5209
OMAHA, NE
Past

July 10, 1998 - July 29, 1999

ICAPITAL MARKETS LLC

BD
CRD#: 5209
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/7/2016)
IAR
California
(3/31/2025)
RR
Massachusetts
(9/8/2016)
RR
New Jersey
(12/2/2020)
RR
Texas
(9/7/2016)
IAR
Texas
(3/31/2025)
RR
Utah
(9/8/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/26/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/27/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/20/2012
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/12/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/27/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

VP, Branch LeaderCRD#: 104555Costa Mesa, CA

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