RM
Richard J. Matthews
STRATEGIC ADVISERS LLC
PONTE VEDRA, FL
Some features on this profile are disabled
CRD#: 2851286
RM
Professional summary
Richard Joseph Matthews, who also goes by Richard J Matthews, Richard Joseph Matthews, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ponte Vedra, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard J Matthews | Richard Joseph Matthews
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Matthews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246RIA
CRD#: 104555
PONTE VEDRA, FL
Current
October 27, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
July 19, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
JACKSONVILLE, FL
Past
June 7, 2004 - September 7, 2005
TD AMERITRADE, INC.
RIA
CRD#: 7870
PONTE VERDE BEACH, FL
Past
January 25, 1999 - September 7, 2005
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
August 25, 1998 - January 7, 1999
CARNEGIE INVESTOR SERVICES INC.
BD
CRD#: 8295
NEW YORK, NY
Past
May 21, 1998 - August 24, 1998
THINKEQUITY LLC
BD
CRD#: 20996
NEW YORK, NY
Past
April 15, 1998 - May 8, 1998
WALSH MANNING SECURITIES, LLC
BD
CRD#: 30826
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2007)
RR
Alaska(1/8/2007)
RR
Arizona(12/6/2006)
RR
Arkansas(1/8/2007)
RR
California(12/6/2006)
RR
Colorado(12/6/2006)
RR
Connecticut(12/6/2006)
RR
Delaware(1/8/2007)
RR
District of Columbia(1/8/2007)
RR
Florida(10/27/2006)
IAR
Florida(3/31/2025)
RR
Georgia(12/6/2006)
RR
Hawaii(1/8/2007)
RR
Idaho(1/8/2007)
RR
Illinois(12/6/2006)
RR
Indiana(1/8/2007)
RR
Iowa(1/8/2007)
RR
Kansas(1/8/2007)
RR
Kentucky(1/8/2007)
RR
Louisiana(1/8/2007)
RR
Maine(1/8/2007)
RR
Maryland(12/6/2006)
RR
Massachusetts(12/6/2006)
RR
Michigan(12/6/2006)
RR
Minnesota(1/8/2007)
RR
Mississippi(1/8/2007)
RR
Missouri(1/8/2007)
RR
Montana(1/8/2007)
RR
Nebraska(1/8/2007)
RR
Nevada(1/8/2007)
RR
New Hampshire(1/8/2007)
RR
New Jersey(12/6/2006)
RR
New Mexico(1/8/2007)
RR
New York(12/6/2006)
RR
North Carolina(12/6/2006)
RR
North Dakota(6/29/2007)
RR
Ohio(12/7/2006)
RR
Oklahoma(1/8/2007)
RR
Oregon(1/8/2007)
RR
Pennsylvania(12/6/2006)
RR
Puerto Rico(1/3/2012)
RR
Rhode Island(1/8/2007)
RR
South Carolina(1/8/2007)
RR
South Dakota(6/29/2007)
RR
Tennessee(6/29/2007)
RR
Texas(12/6/2006)
IAR
Texas(3/31/2025)
RR
Utah(1/8/2007)
RR
Vermont(1/8/2007)
RR
Virginia(12/6/2006)
RR
Washington(12/6/2006)
RR
West Virginia(1/8/2007)
RR
Wisconsin(1/8/2007)
RR
Wyoming(1/8/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
