Randall C. Newton

EAGLE WEALTH MANAGEMENT GROUP

Charlotte, NC 28204

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CRD#: 2849862

Professional summary

Randall Carlisle Newton, who also goes by Randy Carlisle Newton, is a registered financial advisor currently at EAGLE WEALTH MANAGEMENT GROUP INC. located in Charlotte, North Carolina.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Randall has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Carlisle Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) START DATE 03/1999; I'M THE OWNER OF NEWTON CPA; I DEVOTE 10 HRS/MO (ALL DURING TRADING) TO THIS TAX PRACTICE & I PREPARE BOTH CORPORATE & INDIVIDUAL INCOME TAX RETURNS. THIS IS A NON-INVESTMENT RELATED ACTIVITY (2) START DATE 02/2019, I DEVOTE 110 HRS/MO (ALL DURING TRADING) AS OWNER/CFO OF LODESTAR TAX AND ACCOUNTING. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES ARE INCOME TAX PREPARATION, BOOKKEEPING, ACCOUNTING AND BUSINESS CONSULTING. (3) START DATE 05/2019 I DEVOTE 25 HRS/MO (ALL DURING TRADING) AS INDEPENDENT CONTRACTOR FOR ABIDING WEALTH ADVISORS, LLC. THIS IS AN INVESTMENT RELATED ACTIVITY AND MY DUTIES ARE TO PROVIDE FINANCIAL PLANNING, CONSULTING AND RETIREMENT PLANNING. (4) START DATE 07/2018 I DEVOTE 15 HRS/MO (ALL DURING TRADING) AS INDEPENDENT CONTRACTOR FOR ABIDING WEALTH. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES ARE TO PROVIDE LIMITED SCOPE AND FULL SCOPE BUSINESS VALUATION SERVICES; BUSINESS ADDRESS FOR ALL OF ABOVE IS THE SAME AS BRANCH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Carlisle Newton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2024 - Present

EAGLE WEALTH MANAGEMENT GROUP INC.

Office #1: 301 S. Mcdowell St. Suite 604, Charlotte, NC 28204

RIA

CRD#: 327052

Charlotte, NC

Past

July 3, 2013 - November 20, 2023

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

Charlotte, NC

Past

July 27, 2011 - November 20, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Charlotte, NC

Past

September 14, 2004 - June 16, 2005

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 3, 2001 - October 31, 2002

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

CHARLOTTE, NC

Past

May 9, 2001 - October 31, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

July 24, 2000 - May 21, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 8, 1999 - June 29, 2000

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

February 2, 1998 - October 9, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 18, 1997 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 19002

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE WEALTH MANAGEMENT GROUP INC.

EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.

CRD#: 327052 / SEC#: 801-128270

RIA

Registered Investment Advisory firm - (7/14/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/1/2024)

IAR

South Carolina
(7/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2011

General Securities Representative Examination

Current Firm

EAGLE WEALTH MANAGEMENT GROUP INC.

EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.

CRD#: 327052 / SEC#: 801-128270

RIA

Registered Investment Advisory firm - (7/14/2023 Approved)

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Contact information

Main Address

28212 Kelly Johnson Parkway Suite 175, Valencia, CA 91355

Mailing Address

Phone number

(661) 257-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20230509 FORM ADV PART 2A - EAGLE WEALTH (3/26/2025)

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 364,262,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall C. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Carlisle Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

QUEST CAPITAL STRATEGIES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

MML INVESTORS SERVICES, LLC

SOUTHEAST INVESTMENTS, N.C., INC.

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

EAGLE WEALTH MANAGEMENT GROUP INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2011

Series 65

Date: 2/8/2001

Series 63

Date: 9/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2011

Current Firm

EAGLE WEALTH MANAGEMENT GROUP INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE WEALTH MANAGEMENT GROUP INC.

TRUST BUT VERIFY

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