Branden D. Rife
Professional summary
Branden Dwayne Rife is a registered financial professional currently at CLEAR STREET LLC located in Del Mar, California.
Branden is registered as a RR (Registered Representative) and started their career in finance in 1997. Branden has worked at 8 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Branden Dwayne Rife's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2022 - Present
CLEAR STREET LLC
Office #1: 2010 Jimmy Durante Blvd, Suite 270 , Del Mar, CA 92014May 1, 2013 - October 2, 2023
PRECISION SECURITIES, LLC
August 5, 2011 - May 2, 2013
COWEN PRIME SERVICES LLC
August 4, 2011 - May 2, 2013
COWEN PRIME SERVICES LLC
April 25, 2008 - August 16, 2011
ALARIS TRADING PARTNERS, LLC
April 25, 2008 - August 16, 2011
ALARIS TRADING PARTNERS, LLC
November 5, 2003 - March 26, 2008
AVIOR CAPITAL, LLC
June 16, 2003 - October 27, 2003
UNX LLC
December 8, 2000 - March 27, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 2, 1997 - December 14, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2022)
(9/27/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/30/2003
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Long-Term Stock Exchange, Inc.
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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