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AP

Anna Perasso

CETERA INVESTMENT ADVISERS LLC
New Hope, PA 18938
Some features on this profile are disabled
CRD#: 2844900
AP

Professional summary

Anna Perasso, who also goes by Anna K Perasso, Anna Karinna Perasso, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Hope, Pennsylvania and CETERA WEALTH SERVICES, LLC located in New Hope, Pennsylvania.

Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Anna has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anna K Perasso | Anna Karinna Perasso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CENTER FOR FINANCIAL STRATEGIES LLC. POSITION: Senior Advisor, Partner NATURE: Providing financial services to personal clients and prospects needing wealth advice. INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 21 Hillside Lane, New Hope PA 18938, United States DESCRIPTION: Work with clients on their financial plan and make suitable recommendations based on their goals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Perasso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 21 Hillside Ln, New Hope, PA 18938
RIA
CRD#: 105644
New Hope, PA
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
NEW HOPE, PA
Past

September 30, 2020 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Dallas, TX
Past

September 30, 2020 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

March 2, 2018 - January 29, 2020

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
PARSIPPANY, NJ
Past

March 2, 2018 - January 29, 2020

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
PARSIPPANY, NJ
Past

June 28, 2017 - January 9, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHATHAM, NJ
Past

June 27, 2017 - January 9, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHATHAM, NJ
Past

May 30, 2013 - June 15, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
HACKENSACK, NJ
Past

August 16, 2012 - June 15, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
HACKENSACK, NJ
Past

December 2, 2010 - August 13, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

January 20, 2010 - November 29, 2010

IDB CAPITAL CORP.

BD
CRD#: 106032
NEW YORK, NY
Past

January 1, 2008 - January 11, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/5/2025)
RR
New Jersey
(9/5/2025)
IAR
New Jersey
(9/5/2025)
RR
New York
(9/5/2025)
RR
Pennsylvania
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/27/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644New Hope, PA 18938

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