MH
Michael L. Hoch
KESTRA ADVISORY SERVICES
BETHESDA, MD 20817
Some features on this profile are disabled
CRD#: 2844875
MH
Professional summary
Michael Louis Hoch is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bethesda, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Bethesda, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NFP Inv Rel: Yes Address: 6500 Rock Spring Dr Bethesda MD 20817 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: Advisor and rep Start Date: 11/7/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales marketing and customer support Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Meltzer Group Inv Rel: Yes Address: 6500 Rock Spring Dr Bethesda MD 20817 NOB: Insurance POS: sales Start Date: 11/7/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sales Business Name: MARYLAND HILLEL BOARD POS: board member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2023 ADDRESS: Maryland Hillel, 7612 Mowatt Lane, College Park MD 20740 DESCRIPTION: do not know at this point
CRS (Client Relationship Summary) - RIA
Click below to view Michael Louis Hoch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6500 Rock Spring Dr Suite 410, Bethesda, MD 20817RIA
CRD#: 283330
BETHESDA, MD
Current
August 30, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6903 Rockledge Drive Suite 1400, Bethesda, MD 20817BD
CRD#: 42046
BETHESDA, MD
Past
August 30, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BETHESDA, MD
Past
November 21, 2007 - September 2, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BETHESDA, MD
Past
November 21, 2007 - September 2, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BETHESDA, MD
Past
December 2, 1999 - November 16, 2007
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BETHESDA, MD
Past
June 19, 1998 - November 16, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Past
January 22, 1997 - June 22, 1998
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2015)
RR
Alaska(7/2/2014)
RR
Arizona(2/7/2013)
RR
California(8/30/2010)
RR
Colorado(9/27/2010)
RR
Connecticut(4/25/2012)
RR
Delaware(4/1/2011)
RR
District of Columbia(8/30/2010)
RR
Florida(8/30/2010)
RR
Georgia(6/26/2012)
RR
Illinois(4/21/2015)
RR
Indiana(6/4/2012)
RR
Iowa(7/6/2022)
RR
Kansas(4/11/2024)
RR
Kentucky(6/17/2021)
RR
Louisiana(9/18/2017)
RR
Maine(8/30/2010)
RR
Maryland(8/30/2010)
IAR
Maryland(4/20/2016)
RR
Massachusetts(8/30/2010)
RR
Michigan(10/27/2020)
RR
Minnesota(7/30/2014)
RR
Mississippi(12/21/2021)
RR
Missouri(8/30/2010)
RR
New Hampshire(8/30/2010)
RR
New Jersey(8/30/2010)
RR
New Mexico(8/30/2010)
RR
New York(8/30/2010)
RR
North Carolina(12/12/2011)
RR
Ohio(6/19/2015)
RR
Oklahoma(5/1/2023)
RR
Pennsylvania(8/30/2010)
RR
Rhode Island(11/12/2014)
RR
South Carolina(6/26/2012)
RR
Tennessee(6/10/2020)
RR
Texas(8/30/2010)
IAR
Texas(7/27/2023)
RR
Utah(2/28/2022)
RR
Vermont(5/16/2016)
RR
Virginia(8/30/2010)
RR
Washington(2/17/2022)
RR
West Virginia(8/30/2010)
RR
Wisconsin(1/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
