GS
Greg M. Shahan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Winterset, IA 50273
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CRD#: 2842651
GS
Professional summary
Greg Montgomery Shahan is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Winterset, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Winterset, Iowa.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Greg has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) S & R ENTERPRISES, 114 EAST JEFFERSON STREET, WINTERSET, IA, RENTAL PROPERTY CO-OWNER, 07/01/17, NIR, 1 HR/MO- 0/TRADING HR. 2) SHAHAN ENTERPRISES, LLC, 114 EAST JEFFERSON STREET, WINTERSET, IA, CPA/ENROLLED AGENT/TAX PREP ACCOUNTING SERVICES, 06/19/03, NIR, 52 HR/YR- 20/TRADING HR 3) SHAHAN WALSH, 114 EAST JEFFERSON STREET, WINERSET, IA, CPA/ENROLLED AGENT, TAX PREP/ACCOUNTING SERVICES, 01/16/07, INV REL, 1200 HR/YR- 600 TRADING HR. 4)SHINE ENTERPRISES, 114 EAST JEFFERSON STREET, WINTERSET, IA, PARTNERSHIP OWNS LAND, 04/01/96, NIR, 0 HR/YR- 0/TRADING 5)CEDAR RIDGE CONSTRUCTION CORPORATION, 3216 NORTH FIRST STREET, WINTERSET, IA, CONSTRUCTION OWNER, 01/01/05, NIR, 0/HR YR- 0/TRADING HRS 6)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/19/21 7) GREG AND MELISSA SHAHAN, 3216 NORTH 1ST STREET, WINTERSET, IA, RENTAL PROPERTY CO-OWNER, 09/28/96, 10 HR/YR- 0/TRADING HR
CRS (Client Relationship Summary) - RIA
Click below to view Greg Montgomery Shahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 114 East Jefferson St., Winterset, IA 50273RIA
CRD#: 134139
Winterset, IA
Current
January 19, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 114 East Jefferson St., Winterset, IA 50273BD
CRD#: 39543
Winterset, IA
Past
July 13, 2017 - January 21, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WINTERSET, IA
Past
December 10, 2008 - January 21, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINTERSET, IA
Past
July 24, 2003 - December 11, 2008
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
WINTERSET, IA
Past
January 17, 2002 - July 25, 2003
EAGLE ONE INVESTMENTS, LLC
BD
CRD#: 45254
WASHINGTON, IA
Past
February 18, 1998 - January 18, 2002
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
March 1, 1997 - February 26, 1998
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Past
January 28, 1997 - February 28, 1997
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/19/2021)
RR
Florida(1/19/2021)
RR
Iowa(1/19/2021)
IAR
Iowa(1/19/2021)
RR
Kansas(1/19/2021)
RR
Minnesota(1/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
