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Andrew Dimitrie Creighton

CRD# 2842604·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Dimitrie Creighton was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1999 - 2023. Andrew had worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

WALLACHBETH CAPITAL LLCPast·CRD# 147853
BD
Jersey City, NJ
November 1, 2021 - December 22, 2023
MERIDIAN EQUITY PARTNERS, INC.Past·CRD# 133849
BD
New York, NY
April 30, 2007 - November 1, 2021
BROWN BROTHERS HARRIMAN & CO.Past·CRD# 104487
BD
New York, NY
June 10, 2004 - May 1, 2007
ALMACA SECURITIES CORPPast·CRD# 101162
BD
New York, NY
April 10, 2003 - April 30, 2007
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATEDPast·CRD# 5133
BD
Garden City, NY
August 15, 2002 - April 10, 2003
ALMACA SECURITIES CORPPast·CRD# 101162
BD
New York, NY
March 25, 2002 - August 14, 2002
STARR SECURITIES, INC.Past·CRD# 13336
BD
New York, NY
March 10, 1999 - March 25, 2002

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Current Firm

WC
WALLACHBETH CAPITAL LLC

WALLACHBETH CAPITAL LLC

CRD#: 147853 / SEC#: 8-67936
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Mailing Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Phone Number

(646) 237-8585

Established

New York since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (44 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALLACHBETH HOLDINGS LLC95% OWNER—
SAGO MANAGEMENT, LLC5% OWNER—
BETH, DAVID JAYCOO/PRESIDENT/ MANAGING MEMBER2470494
OH, SEUNG CHEOLCFO, FNOP4632040
SCHWEITZER, ERIC BRUCECHIEF COMPLIANCE OFFICER1036891
WALLACH, MICHAEL CONRADCHIEF EXECUTIVE OFFICER/MANAGING MEMBER2376092

Disclosures

Regulatory Event

3

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2003About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2007

Series 25 — NYSE Trading Assistant Examination

Passed Aug 2001

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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