Drew H. Kelly
Professional summary
Drew Howard Kelly, who also goes by Drew Howard Kelly, Drew Kelly, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Melville, New York.
Drew is registered as a RR (Registered Representative) and started their career in finance in 1997. Drew has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Drew Howard Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747January 27, 2015 - March 31, 2020
WHITAKER SECURITIES LLC
June 1, 2012 - January 23, 2015
TULLETT PREBON FINANCIAL SERVICES LLC
March 12, 2012 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
February 22, 2008 - February 16, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 31, 2007 - February 15, 2008
B. RILEY WEALTH MANAGEMENT
June 11, 2002 - November 1, 2007
BGC FINANCIAL, L.P.
March 15, 2001 - June 6, 2002
BNP PARIBAS SECURITIES CORP.
March 5, 1997 - August 14, 2000
TULLETT LIBERTY BROKERAGE INC.
February 18, 1997 - February 27, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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