Tobin W. Mulshine

TERRANOVA CAPITAL EQUITIES,

New York, NY 10170

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CRD#: 2839692

Professional summary

Tobin William Mulshine, who also goes by Tobin William Mulshine Mr., is a registered financial professional currently at TERRANOVA CAPITAL EQUITIES, INC located in New York, New York.

Tobin is registered as a RR (Registered Representative) and started their career in finance in 1998. Tobin has worked at 8 firms and has passed the Series 63, Series 82TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tobin William Mulshine Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tobin William Mulshine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

TERRANOVA CAPITAL EQUITIES, INC

Office #1: 420 Lexington Avenue Suite 1402, New York, NY 10170

CRD#: 45097

New York, NY

Past

September 3, 2019 - March 3, 2020

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

March 1, 2013 - July 1, 2019

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

February 27, 2013 - June 7, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

May 23, 2011 - February 21, 2013

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 12, 2008 - May 11, 2011

WEEDEN & CO.L.P.

CRD#: 16835

GREENWICH, CT

Past

April 26, 2005 - February 6, 2008

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Past

August 3, 1998 - April 13, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/5/2025)

New York
(8/5/2025)

Exams

State Security Law Exam

Series 63

Date: 8/4/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 8/1/2025

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 7/21/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/31/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/1/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097 / SEC#: , 8-50973

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

420 Lexington Avenue Suite 1402, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 1402, New York, NY 10170

Phone number

(212) 381-7391

Established

Delaware since 03/18/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TERRANOVA CAPITAL PARTNERS, INC.	SHAREHOLDER
CERNY, CRAIG JONATHAN	CHIEF EXECUTIVE OFFICER	1538404
GELB, PETER RICHARD	COO/CFO	2542816
GOODE, JACQUELINE MARIE	CCO	1292607
MATTERA, RICHARD JOSEPH	FINANCIAL OPERATIONS OFFICER	2246513
STEINMETZ, JOHN FRANCIS	CHAIRMAN & PRESIDENT	1132822

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tobin W. Mulshine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tobin William Mulshine's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL STREET ACCESS

CLSA AMERICAS, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

CREDIT SUISSE SECURITIES (USA) LLC

WEEDEN & CO.L.P.

SANFORD C. BERNSTEIN & CO., LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/2025

Series 82TO

Date: 8/1/2025

SIE

Date: 7/21/2025

Series 55

Date: 3/31/2001

Series 7

Date: 8/1/1998

Series 24

Date: 9/8/2003

FINRA

Current Firm

TERRANOVA CAPITAL EQUITIES, INC

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TERRANOVA CAPITAL EQUITIES, INC

TRUST BUT VERIFY

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