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CRD#: 45097
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TERRANOVA CAPITAL EQUITIES, INC is located at 420 Lexington Avenue Suite 1402, New York, NY 10170 and was first established at New York, Delaware in 03/18/1998. After operating for 28 years, TERRANOVA CAPITAL EQUITIES, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TERRANOVA CAPITAL EQUITIES, INC’s clients are individuals and 0% of their clients are high net worth individuals. TERRANOVA CAPITAL EQUITIES, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TERRANOVA CAPITAL EQUITIES, INC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TERRANOVA CAPITAL EQUITIES, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TERRANOVA CAPITAL EQUITIES, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TERRANOVA CAPITAL EQUITIES, INC Comes From

Understanding the Statistics for TERRANOVA CAPITAL EQUITIES, INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Firm Size
Small
Phone Number
(212) 381-7391
Established
Delaware since 03/18/1998
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TERRANOVA CAPITAL PARTNERS, INC.SHAREHOLDER
CERNY, CRAIG JONATHANCHIEF EXECUTIVE OFFICER1538404
GELB, PETER RICHARDCOO/CFO2542816
GOODE, JACQUELINE MARIECCO1292607
MATTERA, RICHARD JOSEPHFINANCIAL OPERATIONS OFFICER2246513
STEINMETZ, JOHN FRANCISCHAIRMAN & PRESIDENT1132822

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Advisor's working at TERRANOVA CAPITAL EQUITIES, INC

AS

Andre Walter Schwegler

RR
CRD#: 1487054
Location:
New York, NY 10170
Company:
TERRANOVA CAPITAL EQUITIES, INC
Disclosures:
Experience:
23 years
View Profile
CC

Craig Jonathan Cerny

Craig Cerny
RR
CRD#: 1538404
Location:
New York, NY 10170
Company:
TERRANOVA CAPITAL EQUITIES, INC
Disclosures:
Experience:
39 years
View Profile
DW

David Edward Wenger

Dave Wenger
RR
CRD#: 1645473
Location:
New York, NY 10170
Company:
TERRANOVA CAPITAL EQUITIES, INC
Disclosures:
Experience:
38 years
View Profile
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