Christopher Tiscornia
Professional summary
Christopher Tiscornia is a registered financial professional currently at WESTMINSTER RESEARCH ASSOCIATES LLC located in Stamford,, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Tiscornia's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 1997 - Present
WESTMINSTER RESEARCH ASSOCIATES LLC
Office #1: 262 Harbor Drive, Stamford,, CT 06902Office #2: 22 Vanderbilt Avenue 20 Floor, New York, NY 10017Office #3: 262 Harbor Drive, Stamford, CT 06902April 3, 2007 - February 8, 2011
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTMINSTER RESEARCH ASSOCIATES LLC
CRD#: 14508 / SEC#: , 8-28900
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN EXECUTION HOLDCO LLC | DIRECT PARENT | |
| BOWEN-FARSEWICZ, MELISSA ANN | PRINCIPAL FINANCIAL OFFICER AND FINOP | 6022667 |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| TISCORNIA, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2836418 |
Disclosures
| Regulatory Event | 1 |
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