KD
Kenneth W. Dyer
ON INVESTMENT MANAGEMENT CO
Greeley, CO 80634
Some features on this profile are disabled
CRD#: 2835920
KD
Professional summary
Kenneth William Dyer, who also goes by Ken Dyer, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Greeley, Colorado and THE O.N. EQUITY SALES COMPANY located in Greeley, Colorado.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kenneth has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Dyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CORNERSTONE FINANCIAL STRATEGIES; NON-INVESTMENT RELATED; 2015 Clubhouse Drive, Suite LL 02 GREELEY CO 80634; SALE OF HEALTH AND LONG TERM CARE INSURANCE;OWNER; START DATE 01/2002 10 HRS PER MONTH; (6 HRS DURING TRADING) 2) WRA BUILDING CORPORATION; NOT INVESTMENT RELATED; 90 SOUTH CASCADE AVENUE, SUITE 1100, COLORADO SPRINGS, CO 80903; PUBLIC CHARTER SCHOOL; PRESIDENT; 12/11/2015-PRESENT; 10 HOURS/MONTH; 5 HOURS/TRADING; SERVING AS OFFICER OF THE BUILDING COPORATION FOR THE PURPOSE OF SECURING PRPOERTY TO BUILD/COMPLETE A PUBLIC SCHOOL.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth William Dyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2011 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2015 Clubhouse Drive Suite 202, Greeley, CO 80634RIA
CRD#: 105662
Greeley, CO
Current
February 3, 2003 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
GREELEY, CO
Past
March 14, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 14, 1997 - February 10, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2013)
RR
Arkansas(7/21/2021)
RR
California(9/17/2013)
RR
Colorado(2/3/2003)
IAR
Colorado(11/3/2011)
RR
Maryland(3/30/2023)
IAR
Maryland(3/30/2023)
RR
Montana(7/21/2021)
RR
Nebraska(12/3/2020)
RR
New Jersey(3/30/2023)
IAR
New Jersey(3/31/2023)
RR
Oregon(9/17/2013)
RR
Texas(4/24/2019)
RR
Washington(7/17/2025)
IAR
Washington(7/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
