Philip J. Obrien
Professional summary
Philip John Obrien, who also goes by Philip O'brien, Philip Obrien, Philip John Obrien, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1997. Philip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip John Obrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2020 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112April 24, 2017 - February 27, 2020
FORESIDE FUND SERVICES, LLC
August 2, 2007 - April 7, 2017
WILLIAM BLAIR
June 11, 2007 - April 7, 2017
WILLIAM BLAIR
June 29, 2005 - August 21, 2006
MERCER ALLIED COMPANY, L.P.
April 10, 2003 - July 16, 2003
BANC ONE SECURITIES CORPORATION
January 28, 2000 - October 3, 2002
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
August 28, 1997 - January 13, 2000
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2020)
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(3/2/2020)
Exams
FINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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