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RB

Robert S. Bowers

Some features on this profile are disabled
CRD#: 2829106
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Samuel Bowers II was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 1, 2013 - December 12, 2018

AMA SECURITIES LLC

BD
CRD#: 45988
NEW YORK, NY
Past

March 26, 2002 - December 23, 2008

BOVARO PARTNERS, LLC

BD
CRD#: 117041
MONTCLAIR, NJ
Past

March 30, 1999 - July 19, 2001

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

January 1, 1997 - April 8, 1999

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/31/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/7/2002
General Securities Principal Examination

Current Firm

AS
AMA SECURITIES LLC
AMA SECURITIES INC. | WEB CD SECURITIES, INC. | PARADIGM INTERNATIONAL SECURITIES, INC. | OPTIMIZEUSA SECURITIES INC. | IDC SECURITIES CORP.(SR) | IDC SECURITIES CORP. | IDC SECURITES CORP. | AMA SECURITIES LLC

CRD#: 45988 / SEC#: , 8-51263

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
484 Pacific Street 3rd Floor, Stamford, CT 06902
Mailing Address
484 Pacific Street 3rd Floor, Stamford, CT 06902
Phone number
(212) 682-3344
Established
New York since 07/02/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMA CP HOLDINGS LLCSHAREHOLDER
BARENBOIM, LEONARDCCO1523181
GEORGE, KENNETH RONALDFINOP2643369
WEYERS, CHRISTOPHER JAMESCEO4084201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMA SECURITIES LLC

CRD#: 45988

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